0001562180-22-001235.txt : 20220208 0001562180-22-001235.hdr.sgml : 20220208 20220208171146 ACCESSION NUMBER: 0001562180-22-001235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220106 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAMMER ADAM CENTRAL INDEX KEY: 0001192808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 22602656 MAIL ADDRESS: STREET 1: 10720 SIKES PL STREET 2: STE 300 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENE JAMES H JR CENTRAL INDEX KEY: 0001205970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 22602655 MAIL ADDRESS: STREET 1: C/O KKR STREET 2: 9 W 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital II, L.P. CENTRAL INDEX KEY: 0001804014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 22602659 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital GP II, LLC CENTRAL INDEX KEY: 0001835521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 22602657 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital II-A, L.P. CENTRAL INDEX KEY: 0001804015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 22602658 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nebula Caravel Holdings LLC CENTRAL INDEX KEY: 0001826066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 22602660 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157809975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROVER GROUP, INC. CENTRAL INDEX KEY: 0001826018 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 720 OLIVE WAY, 19TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: (888) 453-7889 MAIL ADDRESS: STREET 1: 720 OLIVE WAY, 19TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Caravel Acquisition Corp. DATE OF NAME CHANGE: 20200924 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-01-06 false 0001826018 ROVER GROUP, INC. ROVR 0001826066 Nebula Caravel Holdings LLC FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001804014 True Wind Capital II, L.P. C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001804015 True Wind Capital II-A, L.P. C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001835521 True Wind Capital GP II, LLC C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001192808 CLAMMER ADAM FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001205970 GREENE JAMES H JR FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false Class A Common Stock 2022-01-06 4 M false 2574164.00 A 16373290.00 I See footnote Class A Common Stock 2022-01-06 4 D false 1915693.00 D 14457597.00 I See footnote Private Placement Warrants 2022-01-06 4 M false 2574164.00 0.00 D 2021-12-11 Class A Common Stock 2574164.00 0.00 I See Footnote Nebula Caravel Holdings, LLC exercised the warrants in a make-whole exercise and cashless basis pursuant to the Warrant Agreement by and between the Issuer and American Stock Transfer & Trust Company, LLC, as warrant agent (the "Warrant Agent"), as amended by the First Amendment to Warrant Agreement, dated December 10, 2021, by and between the Issuer and the Warrant Agent (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. Nebula Caravel Holdings, LLC received 0.2558 shares per warrant and the Issuer withheld 0.7442 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on January 12, 2022 would cease to be exercisable. Nebula Caravel Holdings, LLC is the record holder of the securities reported herein. True Wind Capital II, L.P. and True Wind Capital II-A, L.P. (collectively, "True Wind Capital II") are the managing members of Nebula Caravel Holdings, LLC. Mr. Greene and Mr. Clammer are the managing members of True Wind Capital GP II, LLC, the General Partner of True Wind Capital II. As such, they may be deemed to have or share beneficial ownership of the securities held directly by Nebula Caravel Holdings, LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Represents shares of Class A common stock deemed withheld by the Issuer from Nebula Caravel Holdings, LLC in connection with the make-whole exercise on a cashless basis pursuant to the Warrant Agreement. /s/ Adam H. Clammer, as managing member ("MM") of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. and True Wind Capital II-A, L.P., MMs of Nebula Caravel Holdings, LLC 2022-02-03 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. 2022-02-03 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II-A, L.P. 2022-02-03 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC 2022-02-03 /s/ Adam H. Clammer 2022-02-03 /s/ James H. Greene, Jr. 2022-02-03