0000950170-24-021370.txt : 20240227 0000950170-24-021370.hdr.sgml : 20240227 20240227170941 ACCESSION NUMBER: 0000950170-24-021370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240227 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAMMER ADAM CENTRAL INDEX KEY: 0001192808 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55843 FILM NUMBER: 24688342 MAIL ADDRESS: STREET 1: 10720 SIKES PL STREET 2: STE 300 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENE JAMES H JR CENTRAL INDEX KEY: 0001205970 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55843 FILM NUMBER: 24688341 MAIL ADDRESS: STREET 1: C/O KKR STREET 2: 9 W 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital II, L.P. CENTRAL INDEX KEY: 0001804014 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55843 FILM NUMBER: 24688345 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital GP II, LLC CENTRAL INDEX KEY: 0001835521 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55843 FILM NUMBER: 24688343 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital II-A, L.P. CENTRAL INDEX KEY: 0001804015 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55843 FILM NUMBER: 24688344 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nebula Caravel Holdings LLC CENTRAL INDEX KEY: 0001826066 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55843 FILM NUMBER: 24688346 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157809975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Techpoint, Inc. CENTRAL INDEX KEY: 0001556898 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 800806545 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2550 N. FIRST STREET STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-324-0588 MAIL ADDRESS: STREET 1: 2550 N. FIRST STREET STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 ownership.xml 4 X0508 4 2024-02-27 true 0001556898 Techpoint, Inc. ROVR 0001826066 Nebula Caravel Holdings LLC FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001804014 True Wind Capital II, L.P. C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001804015 True Wind Capital II-A, L.P. C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001835521 True Wind Capital GP II, LLC C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001192808 CLAMMER ADAM FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false 0001205970 GREENE JAMES H JR FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 true false true false false Class A Common Stock 2024-02-27 4 J false 6478051 D 7979546 I See footnote Class A Common Stock 2024-02-27 4 D false 7979546 11.00 D 0 I See footnote On February 27, 2024, Nebula Caravel Holdings, LLC entered into a Contribution and Exchange Agreement (the "Rollover Agreement") and related documents with Biscuit Topco, L.P. ("Topco"), a Delaware limited partnership, and Biscuit Holdco, LLC ("Holdco"), a Delaware limited liability company that, together with Topco, was formed in connection with the Merger (as defined below). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on February 27, 2024, Nebula Caravel Holdings, LLC contributed (i) to Holdco in exchange for interests in Holdco (the "Holdco Contribution and Exchange"), 6,478,051 shares of Class A Common Stock of the Issuer (the "Rollover Shares") and (ii) to Topco in exchange for interests in Topco (the "Topco Contribution and Exchange" and together with the Holdco Contribution and Exchange, the "Rollover"), the Holdco Interests, in order to retain an indirect equity investment in the Issuer following the Merger. Nebula Caravel Holdings, LLC was the record holder of the securities reported herein. True Wind Capital II, L.P. and True Wind Capital II-A, L.P. (collectively, "True Wind Capital II") are the managing members of Nebula Caravel Holdings, LLC. Mr. Greene and Mr. Clammer are the managing members of True Wind Capital GP II, LLC, the General Partner of True Wind Capital II. As such, they may be deemed to have or share beneficial ownership of the securities held directly by Nebula Caravel Holdings, LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated November 29, 2023 (the "Merger Agreement"), by and among the Issuer, Parent, and Biscuit Merger Sub, LLC ("Merger Sub"), pursuant to which, at the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). At the Effective Time, each share of the Issuer's common stock that was outstanding as of immediately prior to the Effective Time (other than certain exceptions, including shares of the Issuer's common stock owned by the Issuer, Parent or Merger Sub) were to be cancelled and extinguished and automatically converted into the right to receive $11.00 in cash, without interest and subject to any applicable tax withholdings. /s/ Adam H. Clammer, as managing member ("MM") of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. and True Wind Capital II-A, L.P., MMs of Nebula Caravel Holdings, LLC 2024-02-27 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. 2024-02-27 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II-A, L.P. 2024-02-27 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC 2024-02-27 /s/ Adam H. Clammer 2024-02-27 /s/ James H. Greene, Jr. 2024-02-27