0000950170-24-021370.txt : 20240227
0000950170-24-021370.hdr.sgml : 20240227
20240227170941
ACCESSION NUMBER: 0000950170-24-021370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240227
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAMMER ADAM
CENTRAL INDEX KEY: 0001192808
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55843
FILM NUMBER: 24688342
MAIL ADDRESS:
STREET 1: 10720 SIKES PL
STREET 2: STE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENE JAMES H JR
CENTRAL INDEX KEY: 0001205970
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55843
FILM NUMBER: 24688341
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: True Wind Capital II, L.P.
CENTRAL INDEX KEY: 0001804014
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55843
FILM NUMBER: 24688345
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-780-9975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: True Wind Capital GP II, LLC
CENTRAL INDEX KEY: 0001835521
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55843
FILM NUMBER: 24688343
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-780-9975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: True Wind Capital II-A, L.P.
CENTRAL INDEX KEY: 0001804015
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55843
FILM NUMBER: 24688344
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-780-9975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nebula Caravel Holdings LLC
CENTRAL INDEX KEY: 0001826066
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55843
FILM NUMBER: 24688346
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157809975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Techpoint, Inc.
CENTRAL INDEX KEY: 0001556898
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 800806545
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2550 N. FIRST STREET
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-324-0588
MAIL ADDRESS:
STREET 1: 2550 N. FIRST STREET
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
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2024-02-27
true
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Techpoint, Inc.
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Nebula Caravel Holdings LLC
FOUR EMBARCADERO CENTER,
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0001804014
True Wind Capital II, L.P.
C/O NEBULA CARAVEL ACQUISITION CORP.
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
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94111
true
false
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0001804015
True Wind Capital II-A, L.P.
C/O NEBULA CARAVEL ACQUISITION CORP.
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
true
false
true
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0001835521
True Wind Capital GP II, LLC
C/O NEBULA CARAVEL ACQUISITION CORP.
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
true
false
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false
0001192808
CLAMMER ADAM
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
true
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true
false
0001205970
GREENE JAMES H JR
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
true
false
true
false
false
Class A Common Stock
2024-02-27
4
J
false
6478051
D
7979546
I
See footnote
Class A Common Stock
2024-02-27
4
D
false
7979546
11.00
D
0
I
See footnote
On February 27, 2024, Nebula Caravel Holdings, LLC entered into a Contribution and Exchange Agreement (the "Rollover Agreement") and related documents with Biscuit Topco, L.P. ("Topco"), a Delaware limited partnership, and Biscuit Holdco, LLC ("Holdco"), a Delaware limited liability company that, together with Topco, was formed in connection with the Merger (as defined below). Pursuant to the terms of the Rollover Agreement, immediately prior to the Merger on February 27, 2024, Nebula Caravel Holdings, LLC contributed (i) to Holdco in exchange for interests in Holdco (the "Holdco Contribution and Exchange"), 6,478,051 shares of Class A Common Stock of the Issuer (the "Rollover Shares") and (ii) to Topco in exchange for interests in Topco (the "Topco Contribution and Exchange" and together with the Holdco Contribution and Exchange, the "Rollover"), the Holdco Interests, in order to retain an indirect equity investment in the Issuer following the Merger.
Nebula Caravel Holdings, LLC was the record holder of the securities reported herein. True Wind Capital II, L.P. and True Wind Capital II-A, L.P. (collectively, "True Wind Capital II") are the managing members of Nebula Caravel Holdings, LLC. Mr. Greene and Mr. Clammer are the managing members of True Wind Capital GP II, LLC, the General Partner of True Wind Capital II. As such, they may be deemed to have or share beneficial ownership of the securities held directly by Nebula Caravel Holdings, LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated November 29, 2023 (the "Merger Agreement"), by and among the Issuer, Parent, and Biscuit Merger Sub, LLC ("Merger Sub"), pursuant to which, at the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). At the Effective Time, each share of the Issuer's common stock that was outstanding as of immediately prior to the Effective Time (other than certain exceptions, including shares of the Issuer's common stock owned by the Issuer, Parent or Merger Sub) were to be cancelled and extinguished and automatically converted into the right to receive $11.00 in cash, without interest and subject to any applicable tax withholdings.
/s/ Adam H. Clammer, as managing member ("MM") of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. and True Wind Capital II-A, L.P., MMs of Nebula Caravel Holdings, LLC
2024-02-27
/s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P.
2024-02-27
/s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II-A, L.P.
2024-02-27
/s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC
2024-02-27
/s/ Adam H. Clammer
2024-02-27
/s/ James H. Greene, Jr.
2024-02-27