0000899243-21-031372.txt : 20210803
0000899243-21-031372.hdr.sgml : 20210803
20210803190112
ACCESSION NUMBER: 0000899243-21-031372
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210730
FILED AS OF DATE: 20210803
DATE AS OF CHANGE: 20210803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAMMER ADAM
CENTRAL INDEX KEY: 0001192808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39774
FILM NUMBER: 211141633
MAIL ADDRESS:
STREET 1: 10720 SIKES PL
STREET 2: STE 300
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENE JAMES H JR
CENTRAL INDEX KEY: 0001205970
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39774
FILM NUMBER: 211141632
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: True Wind Capital II, L.P.
CENTRAL INDEX KEY: 0001804014
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39774
FILM NUMBER: 211141636
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-780-9975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: True Wind Capital GP II, LLC
CENTRAL INDEX KEY: 0001835521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39774
FILM NUMBER: 211141634
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-780-9975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: True Wind Capital II-A, L.P.
CENTRAL INDEX KEY: 0001804015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39774
FILM NUMBER: 211141635
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-780-9975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nebula Caravel Holdings LLC
CENTRAL INDEX KEY: 0001826066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39774
FILM NUMBER: 211141637
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157809975
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROVER GROUP, INC.
CENTRAL INDEX KEY: 0001826018
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2101 FOURTH AVENUE, 4TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: (888) 453-7889
MAIL ADDRESS:
STREET 1: 2101 FOURTH AVENUE, 4TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
FORMER COMPANY:
FORMER CONFORMED NAME: Nebula Caravel Acquisition Corp.
DATE OF NAME CHANGE: 20200924
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-30
0
0001826018
ROVER GROUP, INC.
ROVR
0001826066
Nebula Caravel Holdings LLC
FOUR EMBARCADERO CENTER,
SUITE 2100
SAN FRANCISCO
CA
94111
1
0
1
0
0001804014
True Wind Capital II, L.P.
C/O NEBULA CARAVEL ACQUISITION CORP.
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
1
0
1
0
0001804015
True Wind Capital II-A, L.P.
C/O NEBULA CARAVEL ACQUISITION CORP.
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
1
0
1
0
0001835521
True Wind Capital GP II, LLC
C/O NEBULA CARAVEL ACQUISITION CORP.
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
1
0
1
0
0001192808
CLAMMER ADAM
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
1
0
1
0
0001205970
GREENE JAMES H JR
FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO
CA
94111
1
0
1
0
Class A Common Stock
2021-07-30
4
C
0
5799126
A
5799126
I
See footnote
Class A Common Stock
2021-07-30
4
A
0
8000000
10.00
A
13799126
I
See footnote
Class B Common Stock
2021-07-30
4
D
0
975874
0.00
D
Class A Common Stock
975874
5799126
I
See Footnote
Class B Common Stock
2021-07-30
4
C
0
5799126
0.00
D
Class A Common Stock
5799126
0
I
See Footnote
Private Placement Warrants
11.50
2021-07-30
4
A
0
2574164
1.50
A
2021-12-11
2026-07-30
Class A Common Stock
2574164
2574164
I
See Footnote
On July 30, 2021, Nebula Caravel Acquisition Corp. consummated its business combination (the "Business Combination") with A Place for Rover, Inc.. Following consummation of the Business Combination, the issuer changed its legal name to Rover Group, Inc.(the "Issuer"). In connection with the consummation of the Business Combination, Nebula Caravel Holdings, LLC forfeited 975,874 shares of Class B common stock and the remaining shares of Class B common stock held by Nebula Caravel Holdings, LLC automatically converted into shares of Class A common stock on a one-for-one basis.
Nebula Caravel Holdings, LLC is the record holder of the securities reported herein. True Wind Capital II, L.P. and True Wind Capital II-A, L.P. (collectively, "True Wind Capital II") are the managing members of Nebula Caravel Holdings, LLC. Mr. Greene and Mr. Clammer are the managing members of True Wind Capital GP II, LLC, the General Partner of True Wind Capital II. As such, they may be deemed to have or share beneficial ownership of the securities held directly by Nebula Caravel Holdings, LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering, not including 2,592,503 warrants forfeited to the Issuer in connection with the Business Combination. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.
/s/ Adam H. Clammer, as managing member ("MM") of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. and True Wind Capital II-A, L.P., MMs of Nebula Caravel Holdings, LLC
2021-08-03
/s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P.
2021-08-03
/s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II-A, L.P.
2021-08-03
/s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC
2021-08-03
/s/ Adam H. Clammer
2021-08-03
/s/ James H. Greene, Jr.
2021-08-03