0000899243-21-031372.txt : 20210803 0000899243-21-031372.hdr.sgml : 20210803 20210803190112 ACCESSION NUMBER: 0000899243-21-031372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAMMER ADAM CENTRAL INDEX KEY: 0001192808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211141633 MAIL ADDRESS: STREET 1: 10720 SIKES PL STREET 2: STE 300 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENE JAMES H JR CENTRAL INDEX KEY: 0001205970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211141632 MAIL ADDRESS: STREET 1: C/O KKR STREET 2: 9 W 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital II, L.P. CENTRAL INDEX KEY: 0001804014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211141636 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital GP II, LLC CENTRAL INDEX KEY: 0001835521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211141634 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: True Wind Capital II-A, L.P. CENTRAL INDEX KEY: 0001804015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211141635 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-780-9975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nebula Caravel Holdings LLC CENTRAL INDEX KEY: 0001826066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211141637 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157809975 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROVER GROUP, INC. CENTRAL INDEX KEY: 0001826018 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2101 FOURTH AVENUE, 4TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: (888) 453-7889 MAIL ADDRESS: STREET 1: 2101 FOURTH AVENUE, 4TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Caravel Acquisition Corp. DATE OF NAME CHANGE: 20200924 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-30 0 0001826018 ROVER GROUP, INC. ROVR 0001826066 Nebula Caravel Holdings LLC FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 0 0001804014 True Wind Capital II, L.P. C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 0 0001804015 True Wind Capital II-A, L.P. C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 0 0001835521 True Wind Capital GP II, LLC C/O NEBULA CARAVEL ACQUISITION CORP. FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 0 0001192808 CLAMMER ADAM FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 0 0001205970 GREENE JAMES H JR FOUR EMBARCADERO CENTER, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 0 Class A Common Stock 2021-07-30 4 C 0 5799126 A 5799126 I See footnote Class A Common Stock 2021-07-30 4 A 0 8000000 10.00 A 13799126 I See footnote Class B Common Stock 2021-07-30 4 D 0 975874 0.00 D Class A Common Stock 975874 5799126 I See Footnote Class B Common Stock 2021-07-30 4 C 0 5799126 0.00 D Class A Common Stock 5799126 0 I See Footnote Private Placement Warrants 11.50 2021-07-30 4 A 0 2574164 1.50 A 2021-12-11 2026-07-30 Class A Common Stock 2574164 2574164 I See Footnote On July 30, 2021, Nebula Caravel Acquisition Corp. consummated its business combination (the "Business Combination") with A Place for Rover, Inc.. Following consummation of the Business Combination, the issuer changed its legal name to Rover Group, Inc.(the "Issuer"). In connection with the consummation of the Business Combination, Nebula Caravel Holdings, LLC forfeited 975,874 shares of Class B common stock and the remaining shares of Class B common stock held by Nebula Caravel Holdings, LLC automatically converted into shares of Class A common stock on a one-for-one basis. Nebula Caravel Holdings, LLC is the record holder of the securities reported herein. True Wind Capital II, L.P. and True Wind Capital II-A, L.P. (collectively, "True Wind Capital II") are the managing members of Nebula Caravel Holdings, LLC. Mr. Greene and Mr. Clammer are the managing members of True Wind Capital GP II, LLC, the General Partner of True Wind Capital II. As such, they may be deemed to have or share beneficial ownership of the securities held directly by Nebula Caravel Holdings, LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering, not including 2,592,503 warrants forfeited to the Issuer in connection with the Business Combination. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation. /s/ Adam H. Clammer, as managing member ("MM") of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. and True Wind Capital II-A, L.P., MMs of Nebula Caravel Holdings, LLC 2021-08-03 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II, L.P. 2021-08-03 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC, the general partner of True Wind Capital II-A, L.P. 2021-08-03 /s/ Adam H. Clammer, as MM of True Wind Capital GP II, LLC 2021-08-03 /s/ Adam H. Clammer 2021-08-03 /s/ James H. Greene, Jr. 2021-08-03