0001209191-17-022622.txt : 20170323 0001209191-17-022622.hdr.sgml : 20170323 20170323175514 ACCESSION NUMBER: 0001209191-17-022622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170321 FILED AS OF DATE: 20170323 DATE AS OF CHANGE: 20170323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPARK NETWORKS INC CENTRAL INDEX KEY: 0001314475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 208901733 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-893-0550 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: SPARK NETWORKS PLC DATE OF NAME CHANGE: 20050114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Diamond, LP CENTRAL INDEX KEY: 0001589408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 17710689 BUSINESS ADDRESS: STREET 1: C/O OSMIUM PARTNERS, LLC STREET 2: 300 DRAKES LANDING ROAD, SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 4157478698 MAIL ADDRESS: STREET 1: C/O OSMIUM PARTNERS, LLC STREET 2: 300 DRAKES LANDING ROAD, SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSMIUM SPARTAN L P CENTRAL INDEX KEY: 0001367480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 17710690 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-747-8698 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Capital II, LP CENTRAL INDEX KEY: 0001451006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 17710691 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-747-8698 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSMIUM CAPITAL LP CENTRAL INDEX KEY: 0001192534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 17710692 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-785-4044 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis John Hartnett CENTRAL INDEX KEY: 0001386292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 17710693 MAIL ADDRESS: STREET 1: 388 MARKET STREET, SUITE 920 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Partners, LLC CENTRAL INDEX KEY: 0001316729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32750 FILM NUMBER: 17710694 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: (415) 785-4044 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-21 0 0001314475 SPARK NETWORKS INC LOV 0001316729 Osmium Partners, LLC 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001386292 Lewis John Hartnett 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001192534 OSMIUM CAPITAL LP 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001451006 Osmium Capital II, LP 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001367480 OSMIUM SPARTAN L P 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001589408 Osmium Diamond, LP 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 Stock Option (right to buy) 1.00 2017-03-21 4 A 0 24000 0.00 A 2024-03-21 Common Stock 24000 24000 I By John H. Lewis directly Restricted Stock Unit 2017-03-21 4 A 0 54772 0.00 A Common Stock 54772 54772 I By John H. Lewis directly Twenty-five percent (25%) of the options vest in four equal installments at end of each fiscal quarter during 2017. The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock. These shares represent a grant of restricted stock units to John H. Lewis under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. Not applicable. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to be a director by deputization due to Mr. Lewis serving as a member of the board of directors of the Issuer. /s/ John H. Lewis, individually, and as Managing Member of Osmium Partners, LLC, for itself and as General Partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP 2017-03-23