0001209191-16-123323.txt : 20160525
0001209191-16-123323.hdr.sgml : 20160525
20160525180306
ACCESSION NUMBER: 0001209191-16-123323
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160524
FILED AS OF DATE: 20160525
DATE AS OF CHANGE: 20160525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPARK NETWORKS INC
CENTRAL INDEX KEY: 0001314475
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 208901733
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11150 SANTA MONICA BOULEVARD
STREET 2: SUITE 600
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-893-0550
MAIL ADDRESS:
STREET 1: 11150 SANTA MONICA BOULEVARD
STREET 2: SUITE 600
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: SPARK NETWORKS PLC
DATE OF NAME CHANGE: 20050114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Diamond, LP
CENTRAL INDEX KEY: 0001589408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32750
FILM NUMBER: 161675705
BUSINESS ADDRESS:
STREET 1: C/O OSMIUM PARTNERS, LLC
STREET 2: 300 DRAKES LANDING ROAD, SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 4157478698
MAIL ADDRESS:
STREET 1: C/O OSMIUM PARTNERS, LLC
STREET 2: 300 DRAKES LANDING ROAD, SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSMIUM SPARTAN L P
CENTRAL INDEX KEY: 0001367480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32750
FILM NUMBER: 161675706
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 415-747-8698
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Capital II, LP
CENTRAL INDEX KEY: 0001451006
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32750
FILM NUMBER: 161675707
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 415-747-8698
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSMIUM CAPITAL LP
CENTRAL INDEX KEY: 0001192534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32750
FILM NUMBER: 161675708
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 415-785-4044
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Partners, LLC
CENTRAL INDEX KEY: 0001316729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32750
FILM NUMBER: 161675710
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: (415) 785-4044
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewis John Hartnett
CENTRAL INDEX KEY: 0001386292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32750
FILM NUMBER: 161675709
MAIL ADDRESS:
STREET 1: 388 MARKET STREET, SUITE 920
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-24
0
0001314475
SPARK NETWORKS INC
LOV
0001316729
Osmium Partners, LLC
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001386292
Lewis John Hartnett
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001192534
OSMIUM CAPITAL LP
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001451006
Osmium Capital II, LP
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001367480
OSMIUM SPARTAN L P
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001589408
Osmium Diamond, LP
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
Common Stock
2016-05-24
4
M
0
5795
A
62857
I
By John H. Lewis directly
Common Stock
1573115
I
By Osmium Capital, LP
Common Stock
1197699
I
By Osmium Capital II, LP
Common Stock
337743
I
By Osmium Spartan, LP
Common Stock
282400
I
By Osmium Diamond, LP
Restricted Stock Unit
2016-05-24
4
M
0
5795
0.00
D
Common Stock
5795
11590
I
By John H. Lewis directly
Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock.
The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Twenty-five percent (25%) of the restricted stock units subject to the award vest on each three month anniversary of the grant, such that one hundred percent (100%) of the award shall be vested upon the one year anniversary of the grant. In addition, all of the restricted stock units subject to the award vest fully upon a change in control.
Not applicable.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to be a director by deputization due to Mr. Lewis serving as a member of the board of directors of the Issuer.
/s/ John H. Lewis, individually, and as Managing Member of Osmium Partners, LLC, for itself and as General Partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP
2016-05-25