0001562180-16-002207.txt : 20160505 0001562180-16-002207.hdr.sgml : 20160505 20160505160037 ACCESSION NUMBER: 0001562180-16-002207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26051 MERIT CIRCLE STREET 2: SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 26051 MERIT CIRCLE, SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calcaterra Chris M. CENTRAL INDEX KEY: 0001640771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 161623541 MAIL ADDRESS: STREET 1: C/O GLAUKOS CORPORATION STREET 2: 26051 MERIT CIRCLE, SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-05-03 false 0001192448 GLAUKOS Corp GKOS 0001640771 Calcaterra Chris M. C/O GLAUKOS CORPORATION 20651 MERIT CIRCLE, SUITE 103 LAGUNA HILLS CA 92653 false true false false Chief Commercial Officer Common Stock 2016-05-03 4 S false 700.00 20.00 D 245836.00 D Common Stock 2016-05-04 4 S false 4383.00 24.56 D 241453.00 D Common Stock 2016-05-04 4 S false 1453.00 24.07 D 240000.00 D Common Stock 2016-05-04 4 M false 68000.00 3.975 A 308000.00 D Common Stock 2016-05-04 4 S false 51115.00 24.56 D 256885.00 D Common Stock 2016-05-04 4 S false 16885.00 24.07 D 240000.00 D Stock Options (Right to buy) 3.975 2016-05-04 4 M false 68000.00 0.00 D 2021-01-27 Common Stock 68000.00 0.00 D These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices. This transaction was executed in multiple trades at prices ranging from $24.23 to $25.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $23.77 to $24.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock option is vested in full on the four-year anniversary of the grant date /s/ Richard L. Harrison, Attorney-in-Fact 2016-05-05