UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
|
| |||
(State or other jurisdiction | (Commission | (I.R.S. Employer | ||
of incorporation) | File Number) | Identification No.) |
| ||
| ||
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code: (
Not Applicable
(Former name or former address, if changed since last report.)
Title of each class: |
| Trading Symbol |
| Name of each exchange on which registered: |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
On August 6, 2020, Glaukos Corporation (the “Company”) filed a Current Report on Form 8-K (the “Initial Report”) with the Securities and Exchange Commission (the “SEC”) to furnish its earnings press release disclosing financial results for its second quarter ended June 30, 2020 as Exhibit 99.1 (the “Earnings Release”). This Current Report on Form 8-K/A amends the Initial Report to correct certain financial information included in the Earnings Release as further described below. This Current Report on Form 8-K/A. should be read in conjunction with the Initial Report.
Item 2.02. Results of Operations and Financial Condition.
On August 6, 2020, the Company issued the Earnings Release, a copy of which was furnished as Exhibit 99.1 to the Initial Report. On August 10, 2020, the Company filed with the SEC its Quarterly Report on Form 10-Q for its second quarter ended June 30, 2020 (its “Quarterly Report”). In the financial statements contained in the Earnings Release, interest expense for the three and six months ended June 30, 2020 was overstated by $1.2 million, and other income (expense), net was overstated by an offsetting, corresponding $1.2 million. The interest expense and other income (expense), net for the three and six months ended June 30, 2020 are correctly reported in the Company’s Quarterly Report. The correction had no effect on the total non-operating (expense) income, net loss or basic and diluted net loss per share as reported in the Earnings Release furnished as Exhibit 99.1 to the Initial Report. A corrected copy of the Earnings Release is available on the Company’s website at investors.glaukos.com.
The information contained in this Item 2.02 shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GLAUKOS CORPORATION | ||
| By: | /s/ Joseph E. Gilliam | |
|
| Name: | Joseph E. Gilliam |
|
| Title: | Chief Financial Officer and Senior Vice President, Corporate Development |
Date: August 10, 2020
Document and Entity Information |
Mar. 24, 2020 |
|---|---|
| Document and Entity Information | |
| Document Type | 8-K/A |
| Document Period End Date | Aug. 06, 2020 |
| Entity Registrant Name | Glaukos Corporation |
| Entity File Number | 001-37463 |
| Entity Incorporation, State or Country Code | DE |
| Entity Tax Identification Number | 33-0945406 |
| Entity Address, Address Line One | 229 Avenida Fabricante |
| Entity Address, City or Town | San Clemente |
| Entity Address, State or Province | CA |
| Entity Address, Postal Zip Code | 92672 |
| City Area Code | 949 |
| Local Phone Number | 367-9600 |
| Title of 12(b) Security | Common Stock |
| Trading Symbol | GKOS |
| Security Exchange Name | NYSE |
| Written Communications | false |
| Soliciting Material | false |
| Pre-commencement Tender Offer | false |
| Pre-commencement Issuer Tender Offer | false |
| Entity Emerging Growth Company | false |
| Entity Central Index Key | 0001192448 |
| Amendment Flag | false |
!U$<.&7J/P$ #P" / " 48/ !X;"]W;W)K8F]O M:RYX;6Q02P$"% ,4 " ",G@=1)!Z;HJT #X 0 &@ M@ &R$ >&PO7W)E;',O=V]R:V)O;VLN>&UL+G)E;'-02P$"% ,4 " ", MG@=199!YDAD! #/ P $P @ &7$0 6T-O;G1E;G1?5'EP =97-=+GAM;%!+!08 "0 ) #X" #A$@ ! end