0001415889-24-000620.txt : 20240104 0001415889-24-000620.hdr.sgml : 20240104 20240104163604 ACCESSION NUMBER: 0001415889-24-000620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoffmeister David F CENTRAL INDEX KEY: 0001305975 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 24512556 MAIL ADDRESS: STREET 1: C/O STEPSTONE GROUP INC. STREET 2: 450 LEXINGTON AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 4 1 form4-01042024_090156.xml X0508 4 2024-01-02 0001192448 GLAUKOS Corp GKOS 0001305975 Hoffmeister David F C/O GLAUKOS CORPORATION ONE GLAUKOS WAY ALISO VIEJO CA 92656 true false false false 0 Common Stock 2024-01-02 4 A 0 1082 0 A 7399 D Common Stock 23374 I Through Sentinel Point Partners, Inc. Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock. Includes 5,767 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person, and reflects a transfer of 23,374 shares from the Reporting Person's direct ownership to a corporation of which the Reporting Person is the sole stockholder, thereby resulting in no change in the Reporting Person's beneficial ownership. The Reporting Person is the sole stockholder of Sentinel Point Partners, Inc. Diana Scherer, Attorney-in-Fact 2024-01-04