0001415889-23-011933.txt : 20230808 0001415889-23-011933.hdr.sgml : 20230808 20230808165451 ACCESSION NUMBER: 0001415889-23-011933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230804 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kliman Gilbert H CENTRAL INDEX KEY: 0001293171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 231152265 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 467 FIRST STREET SUITE 201 CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 4 1 form4-08082023_080844.xml X0508 4 2023-08-04 0001192448 GLAUKOS Corp GKOS 0001293171 Kliman Gilbert H C/O GLAUKOS CORPORATION ONE GLAUKOS WAY ALISO VIEJO CA 92656 true false false false 0 Common Stock 2023-08-04 4 M 0 10000 7.275 A 39725 D Common Stock 2023-08-04 4 S 0 10000 74.56 D 29725 D Stock Option (Right to Buy) 7.275 2023-08-04 4 M 0 10000 0 D 2024-07-10 Common Stock 10000 0 D Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person. This option was granted on July 10, 2014 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date. Diana Scherer, Attorney-in-Fact 2023-08-08