0001104659-22-042939.txt : 20220405
0001104659-22-042939.hdr.sgml : 20220405
20220405204648
ACCESSION NUMBER: 0001104659-22-042939
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns Thomas William
CENTRAL INDEX KEY: 0001644557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 22809134
MAIL ADDRESS:
STREET 1: C/O GLAUKOS CORPORATION,
STREET 2: 26051 MERIT CIRCLE, SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
4
1
tm2211737-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-04-01
0
0001192448
GLAUKOS Corp
GKOS
0001644557
Burns Thomas William
C/O GLAUKOS CORPORATION,
229 AVENIDA FABRICANTE
SAN CLEMENTE
CA
92672
1
1
0
0
Chief Executive Officer
Common Stock
2022-04-01
4
F
0
3822
60.78
D
666967
D
Common Stock
277847
I
Through the Burns Family Trust
Common Stock
238107
I
Through the Burns Annuity Trust
Common Stock
120000
I
Through the Burns Charitable Remainder Trust
Common Stock
100000
I
Through the Thomas W. Burns Irrevocable Trust
Common Stock
100000
I
Through the Janet M. Burns Irrevocable Trust
Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.
Includes 81,313 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Diana Scherer, Attorney-in-Fact
2022-04-05