0001104659-22-035771.txt : 20220318 0001104659-22-035771.hdr.sgml : 20220318 20220318213437 ACCESSION NUMBER: 0001104659-22-035771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220316 FILED AS OF DATE: 20220318 DATE AS OF CHANGE: 20220318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burns Thomas William CENTRAL INDEX KEY: 0001644557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 22754083 MAIL ADDRESS: STREET 1: C/O GLAUKOS CORPORATION, STREET 2: 26051 MERIT CIRCLE, SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 4 1 tm229831-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-16 0 0001192448 GLAUKOS Corp GKOS 0001644557 Burns Thomas William C/O GLAUKOS CORPORATION, 229 AVENIDA FABRICANTE SAN CLEMENTE CA 92672 1 1 0 0 Chief Executive Officer Common Stock 2022-03-16 4 F 0 4393 48.59 D 630343 D Common Stock 277847 I Through the Burns Family Trust Common Stock 238107 I Through the Burns Annuity Trust Common Stock 120000 I Through the Burns Charitable Remainder Trust Common Stock 100000 I Through the Thomas W. Burns Irrevocable Trust Common Stock 100000 I Through the Janet M. Burns Irrevocable Trust Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 14, 2019 and March 12, 2020. Includes 52,309 restricted stock units that have not yet vested or been delivered to the Reporting Person. Diana Scherer, Attorney-in-Fact 2022-03-18