0001104659-21-114673.txt : 20210910
0001104659-21-114673.hdr.sgml : 20210910
20210910161618
ACCESSION NUMBER: 0001104659-21-114673
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210908
FILED AS OF DATE: 20210910
DATE AS OF CHANGE: 20210910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kliman Gilbert H
CENTRAL INDEX KEY: 0001293171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 211247245
MAIL ADDRESS:
STREET 1: C/O INTERWEST PARTNERS
STREET 2: 467 FIRST STREET SUITE 201
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 229 AVENIDA FABRICANTE
CITY: SAN CLEMENTE
STATE: CA
ZIP: 92672
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
4
1
tm2127285-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-08
0
0001192448
GLAUKOS Corp
GKOS
0001293171
Kliman Gilbert H
C/O GLAUKOS CORPORATION,
229 AVENIDA FABRICANTE
SAN CLEMENTE
CA
92672
1
0
0
0
Common Stock
2021-09-08
4
J
0
3900
0.00
D
4876
D
Common Stock
2021-09-08
4
J
0
3900
0.00
A
12985
I
By InterWest Venture Management Company
Common Stock
333917
I
InterWest Partners X, LP
Common Stock
3362
I
By InterWest Partners IX, LP
The Reporting Person transferred these shares to InterWest Venture Management Company ("IVMC"), for no consideration, pursuant to an agreement between the Reporting Person and InterWest Partners X, LP ("IP10") relating to compensation received in connection with his service as a director of the Issuer.
Includes 3,362 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Consists of shares owned by IVMC. The Reporting Person is an officer, director and the sole shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.
Consists of shares owned by IP10. The Reporting Person is a Managing Director of InterWest Management Partners X, LLC, the general partner of IP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
Diana Scherer, Attorney-in-Fact
2021-09-10