0001104659-20-011246.txt : 20200205 0001104659-20-011246.hdr.sgml : 20200205 20200205162631 ACCESSION NUMBER: 0001104659-20-011246 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20191121 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 20579124 BUSINESS ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 229 AVENIDA FABRICANTE CITY: SAN CLEMENTE STATE: CA ZIP: 92672 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 8-K/A 1 tm206762-1_8k.htm FORM 8-K/A
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(AMENDMENT NO. 1)

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) November 21, 2019

 

Glaukos Corporation
(Exact name of registrant as specified in its charter)

 

Delaware  001-37463  33-0945406
(State or other jurisdiction  (Commission  (IRS Employer
of incorporation)  File Number)  Identification No.)

 

229 Avenida Fabricante, San Clemente, California 92672
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (949) 367-9600

 

Not Applicable
Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)  

Name of each exchange on which

registered

Common Stock, $0.001 Par Value   GKOS   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

EXPLANATORY NOTE

 

In its Current Report on Form 8-K filed with the Securities and Exchange Commission on November 21, 2019 (the "Initial Report"), Glaukos Corporation (the "Company") reported that it completed its acquisition of Avedro, Inc., a Delaware corporation ("Avedro"), pursuant to the terms and conditions of an Agreement and Plan of Merger, dated as of August 7, 2019, by and among the Company, Atlantic Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Company, and Avedro. This Current Report on Form 8-K/A amends the Initial Report to amend the disclosure in Item 9.01 thereof with respect to the historical financial statements and unaudited pro forma information required by Item 9.01(a) and (b) of Form 8-K. This Current Report on Form 8-K/A should be read in conjunction with the Initial Report.

 

Item 9.01. Financial Statements and Exhibits.

 

(a) Financial Statements of Businesses Acquired

 

The information required by this item was previously reported in Amendment No. 1 to the Company’s Registration Statement on Form S-4 (File No. 333-233807) filed with the Securities and Exchange Commission on October 15, 2019 (as so amended, the “Form S-4”) and, accordingly, is not required to be filed herewith pursuant to General Instruction B.3 of Form 8-K.

 

(b) Pro Forma Financial Information

 

The information required by this item was previously reported in the Form S-4 and, accordingly, is not required to be filed herewith pursuant to General Instruction B.3 of Form 8-K.

  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  GLAUKOS CORPORATION
  (Registrant)
   
  By: /s/ Joseph E. Gilliam
    Name: Joseph E. Gilliam
    Title: Chief Financial Officer and Senior Vice President, Corporate Development
   
Date:     February 5, 2020  

 

 

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Cover
Nov. 21, 2019
Cover [Abstract]  
Document Type 8-K/A
Amendment Flag true
Amendment Description In its Current Report on Form 8-K filed with the Securities and Exchange Commission on November 21, 2019 (the "Initial Report"), Glaukos Corporation (the "Company") reported that it completed its acquisition of Avedro, Inc., a Delaware corporation ("Avedro"), pursuant to the terms and conditions of an Agreement and Plan of Merger, dated as of August 7, 2019, by and among the Company, Atlantic Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Company, and Avedro. This Current Report on Form 8-K/A amends the Initial Report to amend the disclosure in Item 9.01 thereof with respect to the historical financial statements and unaudited pro forma information required by Item 9.01(a) and (b) of Form 8-K. This Current Report on Form 8-K/A should be read in conjunction with the Initial Report.
Document Period End Date Nov. 21, 2019
Entity File Number 001-37463
Entity Registrant Name Glaukos Corporation
Entity Central Index Key 0001192448
Entity Tax Identification Number 33-0945406
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 229 Avenida Fabricante
Entity Address, City or Town San Clemente
Entity Address, State or Province CA
Entity Address, Postal Zip Code 92672
City Area Code 949
Local Phone Number 367-9600
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.001 Par Value
Trading Symbol GKOS
Security Exchange Name NYSE
Entity Emerging Growth Company false
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A0#% @ M3X-%4++RAT=3!P ,ED !4 ( !H0X &=K;W,M,C Q.3$Q M,C%?<')E+GAM;%!+ 0(4 Q0 ( $^#15"!3N4<'Q, /=F 1 M " 2<6 !T;3(P-C XML 13 tm206762-1_8k_htm.xml IDEA: XBRL DOCUMENT 0001192448 2019-11-20 2019-11-21 iso4217:USD shares iso4217:USD shares 0001192448 true 8-K/A 2019-11-21 Glaukos Corporation DE 001-37463 33-0945406 229 Avenida Fabricante San Clemente CA 92672 949 367-9600 false false false false Common Stock, $0.001 Par Value GKOS NYSE false In its Current Report on Form 8-K filed with the Securities and Exchange Commission on November 21, 2019 (the "Initial Report"), Glaukos Corporation (the "Company") reported that it completed its acquisition of Avedro, Inc., a Delaware corporation ("Avedro"), pursuant to the terms and conditions of an Agreement and Plan of Merger, dated as of August 7, 2019, by and among the Company, Atlantic Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Company, and Avedro. This Current Report on Form 8-K/A amends the Initial Report to amend the disclosure in Item 9.01 thereof with respect to the historical financial statements and unaudited pro forma information required by Item 9.01(a) and (b) of Form 8-K. This Current Report on Form 8-K/A should be read in conjunction with the Initial Report.