0001104659-16-100505.txt : 20160226
0001104659-16-100505.hdr.sgml : 20160226
20160226154124
ACCESSION NUMBER: 0001104659-16-100505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160225
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26051 MERIT CIRCLE
STREET 2: SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 26051 MERIT CIRCLE, SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Montreux IV Associates, LLC
CENTRAL INDEX KEY: 0001456152
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 161461282
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 260
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-1200
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 260
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Montreux Equity Management IV, LLC
CENTRAL INDEX KEY: 0001456154
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 161461283
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 260
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-1200
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 1, SUITE 260
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MONTREUX EQUITY PARTNERS IV LP
CENTRAL INDEX KEY: 0001423641
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 161461284
BUSINESS ADDRESS:
STREET 1: ONE FERRY BUILDING,
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 650-234-1200
MAIL ADDRESS:
STREET 1: ONE FERRY BUILDING,
STREET 2: SUITE 255
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
a4.xml
4
X0306
4
2016-02-25
1
0001192448
GLAUKOS Corp
GKOS
0001423641
MONTREUX EQUITY PARTNERS IV LP
C/O MONTREUX
ONE FERRY BUILDING, SUITE 255
SAN FRANCISCO
CA
94111
0
0
1
0
0001456154
Montreux Equity Management IV, LLC
C/O MONTREUX
ONE FERRY BUILDING, SUITE 255
SAN FRANCISCO
CA
94111
0
0
1
0
0001456152
Montreux IV Associates, LLC
C/O MONTREUX
ONE FERRY BUILDING, SUITE 255
SAN FRANCISCO
CA
94111
0
0
1
0
Common Stock
2016-02-25
4
S
0
70000
16.16
D
3209812
I
Through Montreux Equity Partners IV, L.P.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.10 to $16.44, inclusive. The reporting person undertakes to provide to Glaukos Corporation, any security holder of Glaukos Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Montreux Equity Management IV, LLC, a California limited liability company (''MEM IV'') serves as the sole general partner of Montreux Equity Partners IV, L.P., a California limited partnership (''MEP IV'') and as manager of Montreux IV Associates, LLC, a California limited liability company (''MA IV''). Daniel K. Turner III is the sole managing member of MEM IV and shares voting and dispositive power over the shares held by MEP IV, MA IV and MEM IV; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.
/s/ Daniel K. Turner III, Managing Director
2016-02-26