0001104659-15-048974.txt : 20150630
0001104659-15-048974.hdr.sgml : 20150630
20150630180949
ACCESSION NUMBER: 0001104659-15-048974
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150630
DATE AS OF CHANGE: 20150630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAUKOS Corp
CENTRAL INDEX KEY: 0001192448
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26051 MERIT CIRCLE
STREET 2: SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
BUSINESS PHONE: 949-367-9600
MAIL ADDRESS:
STREET 1: 26051 MERIT CIRCLE, SUITE 103
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: GLAUKOS CORP
DATE OF NAME CHANGE: 20020925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MADERA PAUL S
CENTRAL INDEX KEY: 0001255151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37463
FILM NUMBER: 15962590
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE
STREET 2: SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
a4.xml
4
X0306
4
2015-06-30
0
0001192448
GLAUKOS Corp
GKOS
0001255151
MADERA PAUL S
C/O MERITECH CAPITAL PARTNERS
245 LYTTON AVE., SUITE 125
PALO ALTO
CA
94301
1
0
1
0
Common Stock
2015-06-30
4
C
0
2972501
A
2972501
I
Through Meritech Capital Partners III L.P.
Common Stock
2015-06-30
4
C
0
54177
A
54177
I
Through Meritech Capital Affiliates III, L.P.
Series E Convertible Preferred Stock
2015-06-30
4
C
0
1862784
0
D
Common Stock
1862784
0
I
Through Meritech Capital Partners III L.P.
Series E Convertible Preferred Stock
2015-06-30
4
C
0
33951
0
D
Common Stock
33951
0
I
Through Meritech Capital Affiliates III, L.P.
Series F Convertible Preferred Stock
2015-06-30
4
C
0
1109717
0
D
Common Stock
1109717
0
I
Through Meritech Capital Partners III L.P.
Series F Convertible Preferred Stock
2015-06-30
4
C
0
20226
0
D
Common Stock
20226
0
I
Through Meritech Capital Affiliates III, L.P.
The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering ("IPO") and had no expiration date.
Meritech Capital Associates III L.L.C., a Delaware limited liability company (''MCA III''), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership (''MCP III'') and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership (''MCAFF III''). Meritech Management Associates III L.L.C., a Delaware limited liability company (''MMA III'') is a managing member of MCA III. Paul S. Madera is a managing member of MMA III and shares voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein. Mr. Madera voluntarily resigned from the Issuer's Board of Directors effective upon consummation of the Issuer's IPO.
This report is one of two reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with Meritech Capital Partners and their associated managing members.
By: /s/ Joel S. Backman, Attorney-in-Fact for above listed individual
2015-06-30