0001104659-15-048974.txt : 20150630 0001104659-15-048974.hdr.sgml : 20150630 20150630180949 ACCESSION NUMBER: 0001104659-15-048974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150630 DATE AS OF CHANGE: 20150630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26051 MERIT CIRCLE STREET 2: SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 26051 MERIT CIRCLE, SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADERA PAUL S CENTRAL INDEX KEY: 0001255151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 15962590 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE STREET 2: SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 a4.xml 4 X0306 4 2015-06-30 0 0001192448 GLAUKOS Corp GKOS 0001255151 MADERA PAUL S C/O MERITECH CAPITAL PARTNERS 245 LYTTON AVE., SUITE 125 PALO ALTO CA 94301 1 0 1 0 Common Stock 2015-06-30 4 C 0 2972501 A 2972501 I Through Meritech Capital Partners III L.P. Common Stock 2015-06-30 4 C 0 54177 A 54177 I Through Meritech Capital Affiliates III, L.P. Series E Convertible Preferred Stock 2015-06-30 4 C 0 1862784 0 D Common Stock 1862784 0 I Through Meritech Capital Partners III L.P. Series E Convertible Preferred Stock 2015-06-30 4 C 0 33951 0 D Common Stock 33951 0 I Through Meritech Capital Affiliates III, L.P. Series F Convertible Preferred Stock 2015-06-30 4 C 0 1109717 0 D Common Stock 1109717 0 I Through Meritech Capital Partners III L.P. Series F Convertible Preferred Stock 2015-06-30 4 C 0 20226 0 D Common Stock 20226 0 I Through Meritech Capital Affiliates III, L.P. The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering ("IPO") and had no expiration date. Meritech Capital Associates III L.L.C., a Delaware limited liability company (''MCA III''), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership (''MCP III'') and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership (''MCAFF III''). Meritech Management Associates III L.L.C., a Delaware limited liability company (''MMA III'') is a managing member of MCA III. Paul S. Madera is a managing member of MMA III and shares voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein. Mr. Madera voluntarily resigned from the Issuer's Board of Directors effective upon consummation of the Issuer's IPO. This report is one of two reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with Meritech Capital Partners and their associated managing members. By: /s/ Joel S. Backman, Attorney-in-Fact for above listed individual 2015-06-30