0001104659-15-047343.txt : 20150624 0001104659-15-047343.hdr.sgml : 20150624 20150624170444 ACCESSION NUMBER: 0001104659-15-047343 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150624 FILED AS OF DATE: 20150624 DATE AS OF CHANGE: 20150624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUKOS Corp CENTRAL INDEX KEY: 0001192448 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26051 MERIT CIRCLE STREET 2: SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 BUSINESS PHONE: 949-367-9600 MAIL ADDRESS: STREET 1: 26051 MERIT CIRCLE, SUITE 103 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 FORMER COMPANY: FORMER CONFORMED NAME: GLAUKOS CORP DATE OF NAME CHANGE: 20020925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADERA PAUL S CENTRAL INDEX KEY: 0001255151 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37463 FILM NUMBER: 15949845 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE STREET 2: SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 3 1 a3.xml 3 X0206 3 2015-06-24 0 0001192448 GLAUKOS Corp GKOS 0001255151 MADERA PAUL S C/O MERITECH CAPITAL PARTNERS 245 LYTTON AVE, SUITE 125 PALO ALTO CA 94301 1 0 1 0 Series E Convertible Preferred Stock Common Stock 1862784 I Through Meritech Capital Partners III L.P. Series E Convertible Preferred Stock Common Stock 33951 I Through Meritech Capital Affiliates III, L.P. Series F Convertible Preferred Stock Common Stock 1109717 I Through Meritech Capital Partners III L.P. Series F Convertible Preferred Stock Common Stock 20226 I Through Meritech Capital Affiliates III, L.P. The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock shall automatically convert into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering ("IPO") and have no expiration date. Meritech Capital Associates III L.L.C., a Delaware limited liability company ("MCA III"), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership ("MCP III") and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership ("MCAFF III"). Meritech Management Associates III L.L.C., a Delaware limited liability company ("MMA III") is a managing member of MCA III. Paul S. Madera is a managing member of MMA III and shares voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein. Mr. Madera intends to voluntarily resign from the Issuer's Board of Directors upon consummation of the Issuer's IPO. This report is one of two reports, each on a separate Form 3, but relating to the same transaction being filed by entities affiliated with Meritech Capital Partners and their associated managing members. /s/ Joel Backman, Attorney-in-fact for above-listed individual 2015-06-24 EX-24 2 ex-24.htm EX-24

EXHIBIT 24

AGREEMENT TO FILE JOINTLY AND STATEMENT APPOINTING DESIGNATED FILER AND AUTHORIZED SIGNATORY

Each of the undersigned entities and individuals (collectively, the “Reporting Persons”) hereby authorizes and designates Meritech Management Associates III L.L.C. or such other person or entity as is designated in writing by Paul Madera (the “Designated Filer”) as the beneficial owner to prepare and file on behalf of such Reporting Person individually, or jointly together with the other Reporting Persons, any and all reports, notices, communications and other documents (including, but not limited to, reports on Schedule 13D, Schedule 13G, Form 13-F, Form 3, Form 4 and Form 5) that such Reporting Person may be required to file with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended (together with the implementing regulations thereto, the “Act”) and the Securities Exchange Act of 1934, as amended (together with the implementing regulations thereto, the “Exchange Act”) (collectively, the “Reports”) with respect to each Reporting Person’s ownership of, or transactions in, securities of any entity whose securities are beneficially owned (directly or indirectly) by such Reporting Person (collectively, the “Companies”).

Each Reporting Person hereby further authorizes and designates Joel Backman (the “Authorized Signatory”) to execute and file on behalf of such Reporting Person the Reports and to perform any and all other acts, which in the opinion of the Designated Filer or Authorized Signatory may be necessary or incidental to the performance of the foregoing powers herein granted.

The authority of the Designated Filer and the Authorized Signatory under this Document with respect to each Reporting Person shall continue until such Reporting Person is no longer required to file any Reports with respect to the Reporting Person’s ownership of, or transactions in, the securities of the Companies, unless earlier revoked in writing. Each Reporting Person acknowledges that the Designated Filer and the Authorized Signatory are not assuming any of the Reporting Person’s responsibilities to comply with the Act or the Exchange Act.

December 5, 2011	MERITECH MANAGEMENT ASSOCIATES III L.L.C.,
	a Delaware Limited Liability Company


	By:	/s/ Paul Madera
		Paul Madera,
		Managing Member


December 5, 2011	MERITECH CAPITAL ASSOCIATES III L.L.C.,
	a Delaware Limited Liability Company

	By:	MERITECH MANAGEMENT ASSOCIATES III L.L.C.,
		a Delaware Limited Liability Company
		Its General Partner


	By:	/s/ Paul Madera
		Paul Madera,
		Managing Member

December 5, 2011	MERITECH CAPITAL PARTNERS III L.P.,
	a Delaware Limited Partnership

	By:	MERITECH CAPITAL ASSOCIATES III L.L.C.,
		a Delaware Limited Liability Company
		Its General Partner

	By:	MERITECH MANAGEMENT ASSOCIATES III L.L.C.,
		a Delaware Limited Liability Company
		Its General Partner


	By:	/s/ Paul Madera
		Paul Madera,
		Managing Member

December 5, 2011	MERITECH CAPITAL AFFILIATES III L.P.,
	a Delaware Limited Partnership

	By:	MERITECH CAPITAL ASSOCIATES III L.L.C.,
		a Delaware Limited Liability Company
		Its General Partner

	By:	MERITECH MANAGEMENT ASSOCIATES III L.L.C.,
		a Delaware Limited Liability Company
		Its General Partner


	By:	/s/ Paul Madera
		Paul Madera,
		Managing Member


December 5, 2011	By:	/s/ Paul Madera
		Paul Madera


December 5, 2011	By:	/s/ Mike Gordon
		Mike Gordon


December 5, 2011	By:	/s/ George Bischof
		George Bischof


December 5, 2011	By:	/s/ Rob Ward
		Rob Ward