0001209191-18-057176.txt : 20181105 0001209191-18-057176.hdr.sgml : 20181105 20181105163032 ACCESSION NUMBER: 0001209191-18-057176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AALAEI FARAJ CENTRAL INDEX KEY: 0001192382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38270 FILM NUMBER: 181160254 MAIL ADDRESS: STREET 1: C/O AQUANTIA CORP. STREET 2: 105 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AQUANTIA CORP CENTRAL INDEX KEY: 0001316016 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 91 E. TASMAN DRIVE STREET 2: SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-228-8300 MAIL ADDRESS: STREET 1: 91 E. TASMAN DRIVE STREET 2: SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-01 0 0001316016 AQUANTIA CORP AQ 0001192382 AALAEI FARAJ C/O AQUANTIA CORP. 91 EAST TASMAN DRIVE STE 100 SAN JOSE CA 95134 1 1 0 0 CHAIRMAN, PRESIDENT AND CEO Common stock 2018-11-01 2018-11-01 4 D 0 15000 10.0157 D 1068460 I By: Lindenwood Trust dated 8/13/2014 Common stock 55000 I By: Dena Aalaei 2007 Irrevocable Trust Common stock 11608 I By: Monjeri Investment These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. /s/ Faraj Aalaei 2018-11-05