-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ve9wENtLyzUren4l+MviBMeGrde4Km+37k5DZpTgwaSzwjzzsd8V4Oxx579OACmK yC96YSmEPcASL0EvNH1bWA== 0001104659-07-088310.txt : 20071211 0001104659-07-088310.hdr.sgml : 20071211 20071211210809 ACCESSION NUMBER: 0001104659-07-088310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071207 FILED AS OF DATE: 20071211 DATE AS OF CHANGE: 20071211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAETHER PAUL E CENTRAL INDEX KEY: 0001192062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 071300272 MAIL ADDRESS: STREET 1: C/O IDEX CORP STREET 2: 630 DUNDEE ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0202 4 2007-12-07 0 0001315695 Rockwood Holdings, Inc. ROC 0001192062 RAETHER PAUL E C/O KOHLBERG KRAVIS ROBERTS & CO., L.P. 9 WEST 57TH STREET, 41ST FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.01 per share 3354108 I See Footnote Common Stock, par value $0.01 per share 2007-12-07 4 S 0 97999 34.00 D 15174368 I See Footnote Common Stock, par value $0.01 per share 131093 I See Footnote Common Stock, par value $0.01 per share 318174 I See Footnote Common Stock, par value $0.01 per share 10643136 I See Footnote Common Stock, par value $0.01 per share 89711 I See Footnote Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions upon the exercise of the underwriters' over-allotment option. These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As a member of KKR Millennium Fund GP LLC, the Reporting Person may also be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As a member of KKR 1996 GP LLC, the Reporting Person may also be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. These securities are held of record by KKR Partners II, L.P. As the general partner of KKR Partners II, L.P., KKR Associates (Strata) L.P. may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. As a member of Strata L.L.C. and a general partner of KKR Associates, L.P., the Reporting Person may also be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F). As a member of KKR III GP LLC, the Reporting Person may also be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F). The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As a director of KKR Europe Limited, the Reporting Person also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. The securities are held of record by Aurora Investments II, LLC. As both a member of Aurora Investments II, LLC and a general partner of a limited partnership which is a member of Aurora Investments II, LLC, the Reporting Person may be deemed to be the beneficial owner of such securities held by Aurora Investments II, LLC. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. The Reporting Person disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by him, except to the extent of his own pecuniary interest therein. /s/ Richard J. Kreider, by power of attorney 2007-12-11 -----END PRIVACY-ENHANCED MESSAGE-----