0001209191-22-039807.txt : 20220629 0001209191-22-039807.hdr.sgml : 20220629 20220629162450 ACCESSION NUMBER: 0001209191-22-039807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220628 FILED AS OF DATE: 20220629 DATE AS OF CHANGE: 20220629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIERLING JOHN CENTRAL INDEX KEY: 0001191859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 221054930 MAIL ADDRESS: STREET 1: 110 N GEORGE BURNS RD #D-4018 CITY: LOS ANGELES STATE: MD ZIP: 90048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athenex, Inc. CENTRAL INDEX KEY: 0001300699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431985966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-898-8625 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC DATE OF NAME CHANGE: 20040817 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-28 0 0001300699 Athenex, Inc. ATNX 0001191859 VIERLING JOHN C/O ATHENEX, INC. 1001 MAIN STREET, SUITE 600 BUFFALO NY 14203 1 0 0 0 Common Stock 15053 D Stock Option (Right to Buy) 12.06 2029-04-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 11.49 2029-04-03 Common Stock 2500 2500 D Stock Option (Right to Buy) 12.45 2030-06-05 Common Stock 12500 12500 D Stock Option (Right to Buy) 3.80 2031-08-03 Common Stock 7500 7500 D Restricted Stock Units Common Stock 7500 7500 D Stock Option (Right to Buy) 0.457 2022-06-28 4 A 0 17500 0.00 A 2032-06-28 Common Stock 17500 17500 D This option vests in four equal annual installments beginning on April 1, 2020. This option vests in four equal annual installments beginning on April 3, 2020. This option vests in four equal annual installments beginning on June 5, 2021. This option vests on August 3, 2022. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock units vest on August 3, 2022. This option vests on June 28, 2023. /s/Staci Holquist, Attorney-in-Fact 2022-06-29