0001209191-22-061151.txt : 20221214
0001209191-22-061151.hdr.sgml : 20221214
20221214152835
ACCESSION NUMBER: 0001209191-22-061151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221213
FILED AS OF DATE: 20221214
DATE AS OF CHANGE: 20221214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK DAVID A
CENTRAL INDEX KEY: 0001191624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36426
FILM NUMBER: 221461976
MAIL ADDRESS:
STREET 1: 2 MILL & MAIN PLACE, SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaBounty Technologies, Inc.
CENTRAL INDEX KEY: 0001603978
STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900]
IRS NUMBER: 043156167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
BUSINESS PHONE: 978-648-6000
MAIL ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-13
0
0001603978
AquaBounty Technologies, Inc.
AQB
0001191624
FRANK DAVID A
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395
MAYNARD
MA
01754
0
1
0
0
Chief Financial Officer
Common Stock
43000
D
Common Stock
14660
D
Common Stock
5914
D
Common Stock
8977
D
Common Stock
2022-12-13
4
P
0
10000
0.65
A
10000
D
Options to Purchase Common Stock
6.90
2014-01-11
2021-01-11
Common Stock
5000
5000
D
Options to Purchase Common Stock
7.50
2016-04-27
2023-04-27
Common Stock
6667
6667
D
Options to Purchase Common Stock
23.40
2017-01-20
2024-01-20
Common Stock
6667
6667
D
Options to Purchase Common Stock
14.20
2020-02-27
2027-04-21
Common Stock
10000
10000
D
Options to Purchase Common Stock
2.50
2019-02-27
2028-02-27
Common Stock
15152
15152
D
Options to Purchase Common Stock
2.22
2020-04-30
2029-04-30
Common Stock
20000
20000
D
Options to Purchase Common Stock
1.88
2023-03-12
2030-03-12
Common Stock
12827
12827
D
Options to Purchase Common Stock
6.72
2024-03-10
2031-03-10
Common Stock
5175
5175
D
Options to Purchase Common Stock
1.52
2025-03-14
2032-03-14
Common Stock
23564
23564
D
Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
Purchase 10,000 shares at $.65 12/13/2022
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have expired.
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and
fully vest three years from the date of grant
Treasurer and Chief Financial Officer
/s/ David A. Frank, Name: David A. Frank
2022-12-14