0001422930-21-000002.txt : 20210222 0001422930-21-000002.hdr.sgml : 20210222 20210222193504 ACCESSION NUMBER: 0001422930-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLBORG W ERIC CENTRAL INDEX KEY: 0001191203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21662432 MAIL ADDRESS: STREET 1: 1475 FOLSOM STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 wf-form4_161404047688782.xml FORM 4 X0306 4 2021-02-18 0 0001422930 PubMatic, Inc. PUBM 0001191203 CARLBORG W ERIC C/O PUBMATIC, INC. 3 LAGOON DRIVE, SUITE 180 REDWOOD CITY CA 94065 1 0 1 0 Restricted Stock Unit 2021-02-18 4 A 0 5194 0 A Class A Common Stock 5194.0 5194 D Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. All of the RSUs will vest on February 18, 2022, subject to the Reporting Person's provision of service to the Issuer as a non-employee director on such date. The RSUs will settle upon the earlier of (a) the Reporting Person's death, (b) the date when the Reporting Person becomes disabled (as such term is defined in Section 409A of the Internal Revenue Code (the "Code")), (c) the occurrence of a change in control (within the meaning of Section 409A of the Code), or (d) the separation from service by the Reporting Person from the Issuer (within the meaning of Section 409A of the Code). RSUs do not expire; they either vest or are cancelled prior to the vesting date. /s/ Abigail Hipps, Attorney-in-Fact 2021-02-22