0001179110-17-010229.txt : 20170707 0001179110-17-010229.hdr.sgml : 20170707 20170707170804 ACCESSION NUMBER: 0001179110-17-010229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170707 FILED AS OF DATE: 20170707 DATE AS OF CHANGE: 20170707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IBARGUEN ANTHONY CENTRAL INDEX KEY: 0001190946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 17955817 MAIL ADDRESS: STREET 1: ALLIANCE CONSULTING GROUP ASSOCIATES, IN STREET 2: 181 WASHINGTON STREET - SUITE 350 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 4 1 edgar.xml FORM 4 - X0306 4 2017-07-07 0 0001422841 AquaVenture Holdings Ltd WAAS 0001190946 IBARGUEN ANTHONY C/O CONYERS CORP. SERVICES (B.V.I.) LTD. COMMERCE HOUSE, WICKHAMS CAY 1 ROAD TOWN D8 VG11110 VIRGIN ISLANDS, BRITISH 1 1 0 0 President Ordinary Shares 2017-07-07 5 A 0 E 926 12.95 A 34254 D Ordinary Shares 275 I By son Ordinary Shares 275 I By son The reporting person is voluntarily reporting the acquisition of shares of the issuer's ordinary shares pursuant to the 2016 Employee Stock Purchase Plan (the ESPP). This transaction is also exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's ordinary shares on June 30, 2017. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. /s/ Chad Schafer, attorney-in-fact 2017-07-07