0001548538-17-000017.txt : 20170628
0001548538-17-000017.hdr.sgml : 20170628
20170628152553
ACCESSION NUMBER: 0001548538-17-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170627
FILED AS OF DATE: 20170628
DATE AS OF CHANGE: 20170628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAUSZ STEVEN M
CENTRAL INDEX KEY: 0001190636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 17935038
MAIL ADDRESS:
STREET 1: 2735 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-06-27
0001372612
BOX INC
BOX
0001190636
KRAUSZ STEVEN M
1460 EL CAMINO REAL, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
Class A Common Stock
2017-06-27
4
C
0
3713775
A
3713775
I
Directly owned by USVP IX
Class A Common Stock
2017-06-27
4
J
0
3713775
D
0
I
Directly owned by USVP IX
Class A Common Stock
14284
D
Class A Common Stock
5382
D
Class B Common Stock
2017-06-27
4
C
0
3713775
0
D
Class A Common Stock
3713775
0
I
Directly owned by USVP IX
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Prorata distribution in kind from the partnership without consideration to its limited partners.
The shares are held of record by U.S. Venture Partners IX, L.P. ("USVP IX"). Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Steven M. Krausz, a director of the Issuer, and each of Irwin Federman, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Casey M. Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.
Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 21, 2018 or the Issuer's next annual meeting of stockholders.
Dale Holladay - Attorney in fact for the reporting person
2017-06-28