0001548538-12-000036.txt : 20121129 0001548538-12-000036.hdr.sgml : 20121129 20121129161048 ACCESSION NUMBER: 0001548538-12-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSZ STEVEN M CENTRAL INDEX KEY: 0001190636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 121231971 MAIL ADDRESS: STREET 1: 2735 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-27 0001364962 IMPERVA INC IMPV 0001190636 KRAUSZ STEVEN M 2735 SAND HILL ROAD MENLO PARK CA 94025 1 0 0 0 Common Stock 2012-11-27 4 J 0 478200 D 0 I Directly owned by USVP VIII Common Stock 2012-11-27 4 J 0 3159 D 0 I Directly owned by AFF VIII Common Stock 2012-11-27 4 J 0 13954 A 13954 D Common Stock 2012-11-28 4 S 0 7000 28.4023 D 6954 D Common Stock 2012-11-28 4 S 0 12268 28.3166 D 1392 I Directly owned by EP VIII-A Common Stock 2012-11-28 4 S 0 6217 28.3166 D 704 I Directly owned by EP VIII-B Common Stock 2012-11-29 4 S 0 3000 29.4123 D 3954 D Stock Option (right to buy) 27.86 2022-06-06 Common Stock 8399 8399 D Prorata distribution in kind from the partnership without consideration to its general and limited partners. Distribution in kind to the members and managing members of PMG VIII. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.40 to $28.45, inclusive for sales made on November 28, 2012, and at prices ranging from $29.36 to $29.47, inclusive for sales made on November 29, 2012. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.45, inclusive for sales made on November 28, 2012. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Steven M. Krausz is a managing member of Presidio Management Group VIII, LLC ("PMG VIII"). PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Irwin Federman, Winston S. Fu, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Christopher J. Rust, Casey M. Tansey, and Philip M. Young may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein. This stock option vests as to 100% of the underlying shares 12 months following the vesting commencement date of June 7, 2012. This stock option is subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer. Michael P. Maher - Attorney in Fact for the reporting person 2012-11-29