0001548538-12-000036.txt : 20121129
0001548538-12-000036.hdr.sgml : 20121129
20121129161048
ACCESSION NUMBER: 0001548538-12-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121127
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY, SUITE 200
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAUSZ STEVEN M
CENTRAL INDEX KEY: 0001190636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 121231971
MAIL ADDRESS:
STREET 1: 2735 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-27
0001364962
IMPERVA INC
IMPV
0001190636
KRAUSZ STEVEN M
2735 SAND HILL ROAD
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2012-11-27
4
J
0
478200
D
0
I
Directly owned by USVP VIII
Common Stock
2012-11-27
4
J
0
3159
D
0
I
Directly owned by AFF VIII
Common Stock
2012-11-27
4
J
0
13954
A
13954
D
Common Stock
2012-11-28
4
S
0
7000
28.4023
D
6954
D
Common Stock
2012-11-28
4
S
0
12268
28.3166
D
1392
I
Directly owned by EP VIII-A
Common Stock
2012-11-28
4
S
0
6217
28.3166
D
704
I
Directly owned by EP VIII-B
Common Stock
2012-11-29
4
S
0
3000
29.4123
D
3954
D
Stock Option (right to buy)
27.86
2022-06-06
Common Stock
8399
8399
D
Prorata distribution in kind from the partnership without consideration to its general and limited partners.
Distribution in kind to the members and managing members of PMG VIII.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.40 to $28.45, inclusive for sales made on November 28, 2012, and at prices ranging from $29.36 to $29.47, inclusive for sales made on November 29, 2012. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.45, inclusive for sales made on November 28, 2012. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Steven M. Krausz is a managing member of Presidio Management Group VIII, LLC ("PMG VIII"). PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Irwin Federman, Winston S. Fu, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Christopher J. Rust, Casey M. Tansey, and Philip M. Young may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.
This stock option vests as to 100% of the underlying shares 12 months following the vesting commencement date of June 7, 2012. This stock option is subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
Michael P. Maher - Attorney in Fact for the reporting person
2012-11-29