0001209191-15-080643.txt : 20151117 0001209191-15-080643.hdr.sgml : 20151117 20151117171000 ACCESSION NUMBER: 0001209191-15-080643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151116 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettencourt Anthony J CENTRAL INDEX KEY: 0001190624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 151238869 MAIL ADDRESS: STREET 1: 255 SHORELINE DRIVE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER NAME: FORMER CONFORMED NAME: BETTENCOURT ANTHONY J DATE OF NAME CHANGE: 20020918 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-16 0 0001364962 IMPERVA INC IMPV 0001190624 Bettencourt Anthony J C/O IMPERVA, INC. 3400 BRIDGE PARKWAY, SUITE 200 REDWOOD SHORES CA 94065 1 1 0 0 President and CEO Common Stock 2015-11-16 4 M 0 32904 0.00 A 33489 D Common Stock 2015-11-16 4 M 0 25000 29.25 A 58489 D Common Stock 2015-11-16 4 S 0 18015 68.81 D 40474 D Common Stock 2015-11-16 4 S 0 31985 69.62 D 8489 D Employee Stock Option (Right to Buy) 29.25 2015-11-16 4 M 0 25000 0.00 D 2024-08-19 Common Stock 25000 240000 D Restricted Stock Units 2015-11-16 4 M 0 66250 0.00 D 2024-08-19 Common Stock 66250 198750 D Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II. Includes 585 shares of common stock acquired by the reporting person on May 15, 2015 under the Imperva, Inc. 2011 Employee Stock Purchase Plan. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $68.30 to $69.29 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $69.30 to $69.96 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of August 18, 2014 with the remaining 75% vesting in equal quarterly installments over the next three years. This stock option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. /s/ Tram Phi, Attorney-in-Fact 2015-11-17