0001140361-15-014124.txt : 20150402 0001140361-15-014124.hdr.sgml : 20150402 20150402162223 ACCESSION NUMBER: 0001140361-15-014124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150402 DATE AS OF CHANGE: 20150402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettencourt Anthony J CENTRAL INDEX KEY: 0001190624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 15747966 MAIL ADDRESS: STREET 1: 255 SHORELINE DRIVE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER NAME: FORMER CONFORMED NAME: BETTENCOURT ANTHONY J DATE OF NAME CHANGE: 20020918 4 1 doc1.xml FORM 4 X0306 4 2015-03-31 0 0001212458 PROOFPOINT INC PFPT 0001190624 Bettencourt Anthony J C/O PROOFPOINT, INC. 892 ROSS DR. SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-03-31 4 M 0 283 0 A 1135 D Restricted Stock Units 0 2015-03-31 4 M 0 283 0 D Common Stock 283 0 D Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 9, 2014. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest quarterly as to 1/4th of the total RSUs in equal installments, with the first 1/4th vesting on June 30, 2014. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. /s/ Anthony J. Bettencourt by Michael Yang, Attorney-in-Fact 2015-04-02