0001209191-15-085648.txt : 20151216 0001209191-15-085648.hdr.sgml : 20151216 20151216194732 ACCESSION NUMBER: 0001209191-15-085648 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151216 DATE AS OF CHANGE: 20151216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONCERT PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001367920 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 500 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-860-0045 MAIL ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 500 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: CONCERT PHARMACEUTICALS INC DATE OF NAME CHANGE: 20060628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Three Arch Management IV, L.L.C. CENTRAL INDEX KEY: 0001365429 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36310 FILM NUMBER: 151292076 BUSINESS ADDRESS: STREET 1: 3200 APLINE ROAD CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 BUSINESS PHONE: (650) 529-8000 MAIL ADDRESS: STREET 1: 3200 APLINE ROAD CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THREE ARCH MANAGEMENT III LLC CENTRAL INDEX KEY: 0001256738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36310 FILM NUMBER: 151292077 BUSINESS ADDRESS: STREET 1: C/O THREE ARCH PARTNERS STREET 2: 3200 ALPINE ROAD CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 BUSINESS PHONE: 6505298000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAEGER WILFRED E CENTRAL INDEX KEY: 0001190474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36310 FILM NUMBER: 151292078 MAIL ADDRESS: STREET 1: C/O THREE ARCH PARTNERS STREET 2: 3200 ALPINE RD CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-14 0 0001367920 CONCERT PHARMACEUTICALS, INC. CNCE 0001190474 JAEGER WILFRED E C/O THREE ARCH PARTNERS 19 SOUTH B STREET, SUITE 14 SAN MATEO CA 94401 1 0 0 0 0001256738 THREE ARCH MANAGEMENT III LLC C/O THREE ARCH PARTNERS 19 SOUTH B STREET, SUITE 14 SAN MATEO CA 94401 1 0 0 0 0001365429 Three Arch Management IV, L.L.C. C/O THREE ARCH PARTNERS 19 SOUTH B STREET, SUITE 14 SAN MATEO CA 94401 1 0 0 0 Common Stock 2015-12-14 4 S 0 1861 20.0881 D 30810 I See Footnote Common Stock 2015-12-14 4 S 0 100 20.0881 D 1657 I See Footnote Common Stock 2015-12-14 4 S 0 1919 20.0881 D 31763 I See Footnote Common Stock 2015-12-14 4 S 0 42 20.0881 D 702 I See Footnote Common Stock 2015-12-15 4 S 0 25894 20.1041 D 4916 I See Footnote Common Stock 2015-12-15 4 S 0 1392 20.1041 D 265 I See Footnote Common Stock 2015-12-15 4 S 0 26697 20.1041 D 5066 I See Footnote Common Stock 2015-12-15 4 S 0 589 20.1041 D 113 I See Footnote Common Stock 2015-12-16 4 S 0 4916 19.5656 D 0 I See Footnote Common Stock 2015-12-16 4 S 0 265 19.5656 D 0 I See Footnote Common Stock 2015-12-16 4 S 0 5066 19.5656 D 0 I See Footnote Common Stock 2015-12-16 4 S 0 113 19.5656 D 0 I See Footnote The range of prices for the transaction reported on this line was $20.00 to $20.17. The average weighted price was $20.088057. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III") is the general partner of TAP III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of the shares held by TAP III except to the extent of any pecuniary interest therein. These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). TAM III is the general partner of TAA III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of the shares held by TAA III except to the extent of any pecuniary interest therein. These shares are owned directly by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV") is the general partner of TAP IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein. These shares are owned directly by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV is the general partner of TAA IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein. The range of prices for the transaction reported on this line was $20.00 to $20.38. The average weighted price was $20.104108. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for the transaction reported on this line was $19.40 to $20.04. The average weighted price was $19.5656. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Following the transaction reported in this Form 4, Wilfred Jaeger, as a director of the Issuer, will remain subject to Section 16. /s/ Wilfred Jaeger 2015-12-16 /s/ Wilfred Jaeger, as Managing Member of Three Arch Management III, L.L.C. 2015-12-16 /s/ Wilfred Jaeger, as Managing Member of Three Arch Management IV, L.L.C. 2015-12-16