0001209191-15-085648.txt : 20151216
0001209191-15-085648.hdr.sgml : 20151216
20151216194732
ACCESSION NUMBER: 0001209191-15-085648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151214
FILED AS OF DATE: 20151216
DATE AS OF CHANGE: 20151216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONCERT PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001367920
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 HAYDEN AVENUE
STREET 2: SUITE 500
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-860-0045
MAIL ADDRESS:
STREET 1: 99 HAYDEN AVENUE
STREET 2: SUITE 500
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: CONCERT PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20060628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Three Arch Management IV, L.L.C.
CENTRAL INDEX KEY: 0001365429
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36310
FILM NUMBER: 151292076
BUSINESS ADDRESS:
STREET 1: 3200 APLINE ROAD
CITY: PORTOLA VALLEY
STATE: CA
ZIP: 94028
BUSINESS PHONE: (650) 529-8000
MAIL ADDRESS:
STREET 1: 3200 APLINE ROAD
CITY: PORTOLA VALLEY
STATE: CA
ZIP: 94028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THREE ARCH MANAGEMENT III LLC
CENTRAL INDEX KEY: 0001256738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36310
FILM NUMBER: 151292077
BUSINESS ADDRESS:
STREET 1: C/O THREE ARCH PARTNERS
STREET 2: 3200 ALPINE ROAD
CITY: PORTOLA VALLEY
STATE: CA
ZIP: 94028
BUSINESS PHONE: 6505298000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAEGER WILFRED E
CENTRAL INDEX KEY: 0001190474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36310
FILM NUMBER: 151292078
MAIL ADDRESS:
STREET 1: C/O THREE ARCH PARTNERS
STREET 2: 3200 ALPINE RD
CITY: PORTOLA VALLEY
STATE: CA
ZIP: 94028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-14
0
0001367920
CONCERT PHARMACEUTICALS, INC.
CNCE
0001190474
JAEGER WILFRED E
C/O THREE ARCH PARTNERS
19 SOUTH B STREET, SUITE 14
SAN MATEO
CA
94401
1
0
0
0
0001256738
THREE ARCH MANAGEMENT III LLC
C/O THREE ARCH PARTNERS
19 SOUTH B STREET, SUITE 14
SAN MATEO
CA
94401
1
0
0
0
0001365429
Three Arch Management IV, L.L.C.
C/O THREE ARCH PARTNERS
19 SOUTH B STREET, SUITE 14
SAN MATEO
CA
94401
1
0
0
0
Common Stock
2015-12-14
4
S
0
1861
20.0881
D
30810
I
See Footnote
Common Stock
2015-12-14
4
S
0
100
20.0881
D
1657
I
See Footnote
Common Stock
2015-12-14
4
S
0
1919
20.0881
D
31763
I
See Footnote
Common Stock
2015-12-14
4
S
0
42
20.0881
D
702
I
See Footnote
Common Stock
2015-12-15
4
S
0
25894
20.1041
D
4916
I
See Footnote
Common Stock
2015-12-15
4
S
0
1392
20.1041
D
265
I
See Footnote
Common Stock
2015-12-15
4
S
0
26697
20.1041
D
5066
I
See Footnote
Common Stock
2015-12-15
4
S
0
589
20.1041
D
113
I
See Footnote
Common Stock
2015-12-16
4
S
0
4916
19.5656
D
0
I
See Footnote
Common Stock
2015-12-16
4
S
0
265
19.5656
D
0
I
See Footnote
Common Stock
2015-12-16
4
S
0
5066
19.5656
D
0
I
See Footnote
Common Stock
2015-12-16
4
S
0
113
19.5656
D
0
I
See Footnote
The range of prices for the transaction reported on this line was $20.00 to $20.17. The average weighted price was $20.088057. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III") is the general partner of TAP III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of the shares held by TAP III except to the extent of any pecuniary interest therein.
These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). TAM III is the general partner of TAA III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of the shares held by TAA III except to the extent of any pecuniary interest therein.
These shares are owned directly by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV") is the general partner of TAP IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
These shares are owned directly by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV is the general partner of TAA IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.
The range of prices for the transaction reported on this line was $20.00 to $20.38. The average weighted price was $20.104108. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The range of prices for the transaction reported on this line was $19.40 to $20.04. The average weighted price was $19.5656. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Following the transaction reported in this Form 4, Wilfred Jaeger, as a director of the Issuer, will remain subject to Section 16.
/s/ Wilfred Jaeger
2015-12-16
/s/ Wilfred Jaeger, as Managing Member of Three Arch Management III, L.L.C.
2015-12-16
/s/ Wilfred Jaeger, as Managing Member of Three Arch Management IV, L.L.C.
2015-12-16