0001193805-18-000317.txt : 20180301 0001193805-18-000317.hdr.sgml : 20180301 20180301160642 ACCESSION NUMBER: 0001193805-18-000317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON JAMES K CENTRAL INDEX KEY: 0001190258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 18657283 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rand Logistics, Inc. CENTRAL INDEX KEY: 0001294250 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 201195343 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 333 WASHINGTON STREET STREET 2: SUITE 201 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 212-863-9427 MAIL ADDRESS: STREET 1: 333 WASHINGTON STREET STREET 2: SUITE 201 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition CORP DATE OF NAME CHANGE: 20040618 FORMER COMPANY: FORMER CONFORMED NAME: Grand Slam Acquisition CORP DATE OF NAME CHANGE: 20040617 4 1 e617738_4-thompson.xml OWNERSHIP DOCUMENT X0306 4 2018-03-01 1 0001294250 Rand Logistics, Inc. RLOG 0001190258 THOMPSON JAMES K 333 WASHINGTON STREET, SUITE 201 JERSEY CITY NJ 07302 1 0 0 0 Common Stock 2018-03-01 4 J 0 73074 D 0 D Pursuant to the Issuer's Joint Prepackaged Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code, which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 28, 2018 and became effective on March 1, 2018, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. Additionally, in connection with the Issuer's emergence from bankruptcy, the reporting person resigned all positions with the Issuer effective on March 1, 2018. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of Rand Logistics, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. /s/ James K. Thompson 2018-03-01