0001209191-17-046484.txt : 20170727 0001209191-17-046484.hdr.sgml : 20170727 20170727193900 ACCESSION NUMBER: 0001209191-17-046484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170725 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEN MARC D CENTRAL INDEX KEY: 0001189900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35655 FILM NUMBER: 17987524 MAIL ADDRESS: STREET 1: C/O FALFURRIAS CAPITAL PARTNERS STREET 2: 100 N. TRYON STREET, SUITE 5120 CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank Financial Corp. CENTRAL INDEX KEY: 0001479750 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 271454759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 ALHAMBRA PLAZA STREET 2: SUITE 1601 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305 670 0200 MAIL ADDRESS: STREET 1: 121 ALHAMBRA PLAZA STREET 2: SUITE 1601 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: North American Financial Holdings, Inc. DATE OF NAME CHANGE: 20091231 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-25 0 0001479750 Capital Bank Financial Corp. CBF 0001189900 OKEN MARC D 529 HEMPSTEAD PLACE CHARLOTTE NC 28207 1 0 0 0 Class A Common Stock, par value $0.01 per share 2017-07-25 4 A 0 1278 0.00 A 6618 D Common Stock Option (right to buy) 20.00 2019-12-22 Class A Common Stock, par value $0.01 per share 25000 25000 D Director fees granted in shares of Class A common stock of Capital Bank Financial Corp. Consists of options held in record by Falfurrias Capital Partners, L.P. and Falfurrias Management Partners, LLC (collectively "FCP"). The Reporting Person is Co-Founder and Managing Partner of Falfurrias Capital Partners, L.P. and controls FCP. The Reporting Person disclaims beneficial ownership of the shares and options held directly or indirectly by FCP except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner or the shares or options for the purposes of Section 16 or for any other purpose. Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012. /s/ Christopher G. Marshall as Attorney-in-Fact 2017-07-25