0001209191-17-046484.txt : 20170727
0001209191-17-046484.hdr.sgml : 20170727
20170727193900
ACCESSION NUMBER: 0001209191-17-046484
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170725
FILED AS OF DATE: 20170727
DATE AS OF CHANGE: 20170727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OKEN MARC D
CENTRAL INDEX KEY: 0001189900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35655
FILM NUMBER: 17987524
MAIL ADDRESS:
STREET 1: C/O FALFURRIAS CAPITAL PARTNERS
STREET 2: 100 N. TRYON STREET, SUITE 5120
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Bank Financial Corp.
CENTRAL INDEX KEY: 0001479750
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 271454759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 ALHAMBRA PLAZA
STREET 2: SUITE 1601
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
BUSINESS PHONE: 305 670 0200
MAIL ADDRESS:
STREET 1: 121 ALHAMBRA PLAZA
STREET 2: SUITE 1601
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
FORMER COMPANY:
FORMER CONFORMED NAME: North American Financial Holdings, Inc.
DATE OF NAME CHANGE: 20091231
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-07-25
0
0001479750
Capital Bank Financial Corp.
CBF
0001189900
OKEN MARC D
529 HEMPSTEAD PLACE
CHARLOTTE
NC
28207
1
0
0
0
Class A Common Stock, par value $0.01 per share
2017-07-25
4
A
0
1278
0.00
A
6618
D
Common Stock Option (right to buy)
20.00
2019-12-22
Class A Common Stock, par value $0.01 per share
25000
25000
D
Director fees granted in shares of Class A common stock of Capital Bank Financial Corp.
Consists of options held in record by Falfurrias Capital Partners, L.P. and Falfurrias Management Partners, LLC (collectively "FCP"). The Reporting Person is Co-Founder and Managing Partner of Falfurrias Capital Partners, L.P. and controls FCP. The Reporting Person disclaims beneficial ownership of the shares and options held directly or indirectly by FCP
except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner or the shares or options for the purposes of Section 16 or for any other purpose.
Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
/s/ Christopher G. Marshall as Attorney-in-Fact
2017-07-25