0001209191-23-042119.txt : 20230712
0001209191-23-042119.hdr.sgml : 20230712
20230712193044
ACCESSION NUMBER: 0001209191-23-042119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230710
FILED AS OF DATE: 20230712
DATE AS OF CHANGE: 20230712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEMARTINI RICHARD M
CENTRAL INDEX KEY: 0001189874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38388
FILM NUMBER: 231085535
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORP
STREET 2: 9 WEST 57TH STREET NY1-301-48-02
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Victory Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001570827
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
BUSINESS PHONE: 216-898-2400
MAIL ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-07-10
0
0001570827
Victory Capital Holdings, Inc.
VCTR
0001189874
DEMARTINI RICHARD M
C/O VICTORY CAPITAL HOLDINGS, INC.
15935 LA CANTERA PARKWAY
SAN ANTONIO
TX
78256
1
0
0
0
0
Common Stock
2023-07-10
4
A
0
897
32.94
A
9019
D
Common Stock
27841
I
By Spouse
Common Stock
468418
I
See Footnote
These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $804 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875 (iii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. On May 9, 2023, Mr. DeMartini's service as a member of the Compensation Committee ended, and as such, his quarterly fees for service on the Compensation Committee were prorated from April 1, 2023 through May 9, 2023. The price is based on the closing price of the Company's shares on July 10, 2023.
Includes Common Stock Shares held by The DeMartini 2018 Childrens Trust, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P., of which The DeMartini 2018 Childrens Trust is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein.
/s/ Nina Gupta, attorney-in-fact for Mr. DeMartini
2023-07-12