0001209191-23-042119.txt : 20230712 0001209191-23-042119.hdr.sgml : 20230712 20230712193044 ACCESSION NUMBER: 0001209191-23-042119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230710 FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMARTINI RICHARD M CENTRAL INDEX KEY: 0001189874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 231085535 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORP STREET 2: 9 WEST 57TH STREET NY1-301-48-02 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 BUSINESS PHONE: 216-898-2400 MAIL ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-10 0 0001570827 Victory Capital Holdings, Inc. VCTR 0001189874 DEMARTINI RICHARD M C/O VICTORY CAPITAL HOLDINGS, INC. 15935 LA CANTERA PARKWAY SAN ANTONIO TX 78256 1 0 0 0 0 Common Stock 2023-07-10 4 A 0 897 32.94 A 9019 D Common Stock 27841 I By Spouse Common Stock 468418 I See Footnote These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $804 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875 (iii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. On May 9, 2023, Mr. DeMartini's service as a member of the Compensation Committee ended, and as such, his quarterly fees for service on the Compensation Committee were prorated from April 1, 2023 through May 9, 2023. The price is based on the closing price of the Company's shares on July 10, 2023. Includes Common Stock Shares held by The DeMartini 2018 Childrens Trust, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P., of which The DeMartini 2018 Childrens Trust is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein. /s/ Nina Gupta, attorney-in-fact for Mr. DeMartini 2023-07-12