0001739566-21-000016.txt : 20210119 0001739566-21-000016.hdr.sgml : 20210119 20210119073115 ACCESSION NUMBER: 0001739566-21-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201223 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEROMEDI ROGER K CENTRAL INDEX KEY: 0001189715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38686 FILM NUMBER: 21533932 MAIL ADDRESS: STREET 1: KRAFT FOODS INC STREET 2: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Utz Brands, Inc. CENTRAL INDEX KEY: 0001739566 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 981425274 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 900 HIGH STREET CITY: HANOVER STATE: PA ZIP: 17331 BUSINESS PHONE: 717-637-6644 MAIL ADDRESS: STREET 1: 900 HIGH STREET CITY: HANOVER STATE: PA ZIP: 17331 FORMER COMPANY: FORMER CONFORMED NAME: Collier Creek Holdings DATE OF NAME CHANGE: 20180503 4 1 wf-form4_161105946027709.xml FORM 4 X0306 4 2020-12-23 0 0001739566 Utz Brands, Inc. UTZ 0001189715 DEROMEDI ROGER K C/O UTZ BRANDS, INC. 900 HIGH STREET HANOVER PA 17331 1 0 0 0 Class A Common Stock 2020-12-14 5 G 0 E 360000 0 D 4050333 I See Footnote Class A Common Stock 2020-12-14 5 G 0 E 360000 0 A 360000 I See Footnote Class A Common Stock 2020-12-23 4 X 0 193333 11.50 A 4243666 I See Footnote Warrants to purchase Class A Common Stock 11.5 2020-12-23 4 X 0 193333 0 D Class A Common Stock 193333.0 2400000 I See Footnote This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Generation Skipping Trust dated October 1, 2020, Sandra E. Deromedi, Trustee, FBO Sandra E. Deromedi (the "Irrevocable Trust"). To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust. The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust. The securities are held by the Irrevocable Trust. To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust. On December 23, 2020, the reporting person exercised warrants to purchase a total of 193,333 shares of the Issuer's common stock at $11.50 per share. The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. /s/ Jeremiah G. Garvey, by power of attorney 2021-01-19