0001739566-21-000016.txt : 20210119
0001739566-21-000016.hdr.sgml : 20210119
20210119073115
ACCESSION NUMBER: 0001739566-21-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201223
FILED AS OF DATE: 20210119
DATE AS OF CHANGE: 20210119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEROMEDI ROGER K
CENTRAL INDEX KEY: 0001189715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38686
FILM NUMBER: 21533932
MAIL ADDRESS:
STREET 1: KRAFT FOODS INC
STREET 2: THREE LAKES DRIVE
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Utz Brands, Inc.
CENTRAL INDEX KEY: 0001739566
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 981425274
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 900 HIGH STREET
CITY: HANOVER
STATE: PA
ZIP: 17331
BUSINESS PHONE: 717-637-6644
MAIL ADDRESS:
STREET 1: 900 HIGH STREET
CITY: HANOVER
STATE: PA
ZIP: 17331
FORMER COMPANY:
FORMER CONFORMED NAME: Collier Creek Holdings
DATE OF NAME CHANGE: 20180503
4
1
wf-form4_161105946027709.xml
FORM 4
X0306
4
2020-12-23
0
0001739566
Utz Brands, Inc.
UTZ
0001189715
DEROMEDI ROGER K
C/O UTZ BRANDS, INC.
900 HIGH STREET
HANOVER
PA
17331
1
0
0
0
Class A Common Stock
2020-12-14
5
G
0
E
360000
0
D
4050333
I
See Footnote
Class A Common Stock
2020-12-14
5
G
0
E
360000
0
A
360000
I
See Footnote
Class A Common Stock
2020-12-23
4
X
0
193333
11.50
A
4243666
I
See Footnote
Warrants to purchase Class A Common Stock
11.5
2020-12-23
4
X
0
193333
0
D
Class A Common Stock
193333.0
2400000
I
See Footnote
This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Generation Skipping Trust dated October 1, 2020, Sandra E. Deromedi, Trustee, FBO Sandra E. Deromedi (the "Irrevocable Trust"). To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust.
The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust.
The securities are held by the Irrevocable Trust. To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust.
On December 23, 2020, the reporting person exercised warrants to purchase a total of 193,333 shares of the Issuer's common stock at $11.50 per share.
The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.
/s/ Jeremiah G. Garvey, by power of attorney
2021-01-19