0000899243-18-000106.txt : 20180102 0000899243-18-000106.hdr.sgml : 20180102 20180102180652 ACCESSION NUMBER: 0000899243-18-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171211 FILED AS OF DATE: 20180102 DATE AS OF CHANGE: 20180102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEINBERG THOMAS M CENTRAL INDEX KEY: 0001189702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 18502900 MAIL ADDRESS: STREET 1: TISCH FAMILY INTERESTS STREET 2: 667 MADISON AVE 7TH FL CITY: NEW YORK STATE: NY ZIP: 10021-8087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seritage Growth Properties CENTRAL INDEX KEY: 0001628063 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 383976287 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 489 FIFTH AVE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123557800 MAIL ADDRESS: STREET 1: 489 FIFTH AVE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Seritage Growth Properties, Inc. DATE OF NAME CHANGE: 20141215 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-11 0 0001628063 Seritage Growth Properties NYSE: SRG 0001189702 STEINBERG THOMAS M 489 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10017 1 0 0 0 CLASS A common shares of beneficial interest 2017-12-11 4 J 0 441 A 15835 I See footnote Partnership Units 2017-12-11 4 J 0 7325 A 2017-12-11 Class A common shares of beneficial ownership 7325 7325 I See footnote Represents Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares") with a value of $40.18 per share which were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain partners that elected in 2017 to redeem all or a portion of their interest in the Partners. The securities are held in the account of RSR Investments LLC, and may be deemed to be beneficially owned by Mr. Steinberg because he serves as the managing member of RSR Investments LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Pursuant to the agreement of limited partnership of the Operating Partnership, the limited partnership interests (the "Partnership Units") of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of Seritage Growth Properties, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed. Represents operating partnership units of Seritage Growth Properties, L.P. (the "Operating Partnership") with a value of $40.18 per unit, which were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain partners that elected in 2017 to redeem all or a portion of their interest in Partners, which will be converted into Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"). Partnership Units do not expire. Report on a separate line for each class of securities beneficially owned directly or indirectly. /s/ Matthew E. Fernand, as attorney-in-fact 2018-01-02