0001415889-24-008904.txt : 20240321 0001415889-24-008904.hdr.sgml : 20240321 20240321215934 ACCESSION NUMBER: 0001415889-24-008904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240321 DATE AS OF CHANGE: 20240321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYNES CLAYTON J CENTRAL INDEX KEY: 0001189618 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38819 FILM NUMBER: 24772984 MAIL ADDRESS: STREET 1: C/O ACACIA RESEARCH CORPORATION STREET 2: 500 NEWPORT CENTER DRIVE, 7TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super League Enterprise, Inc. CENTRAL INDEX KEY: 0001621672 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] ORGANIZATION NAME: 06 Technology IRS NUMBER: 471990734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2912 COLORADO AVE, STE 203 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 802-294-2754 MAIL ADDRESS: STREET 1: 2912 COLORADO AVE, STE 203 CITY: SANTA MONICA STATE: CA ZIP: 90404 FORMER COMPANY: FORMER CONFORMED NAME: Super League Gaming, Inc. DATE OF NAME CHANGE: 20150924 FORMER COMPANY: FORMER CONFORMED NAME: Nth Games, Inc. DATE OF NAME CHANGE: 20141007 4 1 form4-03222024_010329.xml X0508 4 2024-03-19 0001621672 Super League Enterprise, Inc. SLE 0001189618 HAYNES CLAYTON J C/O SUPER LEAGUE ENTERPRISE, INC. 2912 COLORADO AVE, SUITE 203 SANTA MONICA CA 90404 false true false false CHIEF FINANCIAL OFFICER 0 Common Stock 2024-03-19 4 A 0 63473 A 67536 D Stock Option (Right to Buy) 1.85 2024-03-19 4 A 0 126946 0 A 2034-03-19 Common Stock 126946 126946 D Performance Stock Units 2024-03-19 4 A 0 63473 A Common Stock 63473 63473 D Represents grant of restricted stock units ("RSUs"). The RSUs will vest in three equal annual installments beginning on March 19, 2025. Vesting of the RSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. The stock options ("Options") shall vest 1/36th per month in arrears from the date of the grant. Vesting of the Options is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. The PSUs shall vest 1/3rd upon the occurrence of each of (A) the achievement of each of a profitable fiscal quarter, on a net income basis; (B) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2024; and (C) the achievement of 85% of EBITDA target for the fiscal year ended December 31, 2025 (with such target to be approved by the board of directors). Vesting of the PSUs is contingent upon the Issuer receiving approval of the Issuer's 2024 Equity Incentive Plan from its stockholders at the Issuer's 2024 annual meeting of stockholders, and will be subject to cancellation in the event stockholder approval is not obtained. /s/ Clayton Haynes 2024-03-21