0001415889-20-000328.txt : 20200213
0001415889-20-000328.hdr.sgml : 20200213
20200213211837
ACCESSION NUMBER: 0001415889-20-000328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200211
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYNES CLAYTON J
CENTRAL INDEX KEY: 0001189618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38819
FILM NUMBER: 20613260
MAIL ADDRESS:
STREET 1: C/O ACACIA RESEARCH CORPORATION
STREET 2: 500 NEWPORT CENTER DRIVE, 7TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super League Gaming, Inc.
CENTRAL INDEX KEY: 0001621672
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 471990734
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2906 COLORADO AVE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 802-294-2754
MAIL ADDRESS:
STREET 1: 2906 COLORADO AVE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
FORMER COMPANY:
FORMER CONFORMED NAME: Nth Games, Inc.
DATE OF NAME CHANGE: 20141007
4
1
form4-02132020_060225.xml
X0306
4
2020-02-11
0001621672
Super League Gaming, Inc.
SLGG
0001189618
HAYNES CLAYTON J
C/O SUPER LEAGUE GAMING, INC.
2906 COLORADO AVE.
SANTA MONICA
CA
90404
false
true
false
false
CHIEF FINANCIAL OFFICER
Common Stock
2020-02-11
4
A
0
31500
A
33500
D
Employee Stock Option
9
2020-02-11
4
D
0
3334
D
2016-02-20
2026-02-20
Common Stock
3334
0
D
Employee Stock Option
10.80
2020-02-11
4
D
0
66667
D
2028-06-29
Common Stock
66667
0
D
On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.
25% of the stock option vested on June 29, 2019, and the remainder vested or will vest in equal monthly installments over a 36 month period to vest in full on June 29, 2022.
/s/ Clayton Haynes
2020-02-13