0001467154-22-000099.txt : 20220609 0001467154-22-000099.hdr.sgml : 20220609 20220609172845 ACCESSION NUMBER: 0001467154-22-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20220609 DATE AS OF CHANGE: 20220609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIERMAN JAMES L CENTRAL INDEX KEY: 0001189534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37880 FILM NUMBER: 221006993 MAIL ADDRESS: STREET 1: 9120 LOCKWOOD BOULEVARD CITY: MECHANICSVILLE STATE: VA ZIP: 23116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novan, Inc. CENTRAL INDEX KEY: 0001467154 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204427682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-485-8080 MAIL ADDRESS: STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110 CITY: DURHAM STATE: NC ZIP: 27703 4 1 wf-form4_165481010853041.xml FORM 4 X0306 4 2022-06-07 0 0001467154 Novan, Inc. NOVN 0001189534 BIERMAN JAMES L C/O NOVAN, INC. 4020 STIRRUP CREEK DRIVE, SUITE 110 DURHAM NC 27703 1 0 0 0 Restricted Stock Units 2022-06-07 4 A 0 36101 0 A Common Stock 36101.0 36101 D The Reporting Person was granted restricted stock units ("RSUs") as the annual award made on the annual meeting date pursuant to the terms of the Issuer's Non-Employee Director Compensation Policy, and each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall be fully vested on the first anniversary of the grant date of such RSUs. /s/ John M. Gay, by power of attorney 2022-06-09