0001467154-21-000055.txt : 20210506 0001467154-21-000055.hdr.sgml : 20210506 20210506164100 ACCESSION NUMBER: 0001467154-21-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210504 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIERMAN JAMES L CENTRAL INDEX KEY: 0001189534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37880 FILM NUMBER: 21898548 MAIL ADDRESS: STREET 1: 9120 LOCKWOOD BOULEVARD CITY: MECHANICSVILLE STATE: VA ZIP: 23116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novan, Inc. CENTRAL INDEX KEY: 0001467154 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204427682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-485-8080 MAIL ADDRESS: STREET 1: 4020 STIRRUP CREEK DRIVE, SUITE 110 CITY: DURHAM STATE: NC ZIP: 27703 4 1 wf-form4_162033364134858.xml FORM 4 X0306 4 2021-05-04 0 0001467154 Novan, Inc. NOVN 0001189534 BIERMAN JAMES L C/O NOVAN, INC. 4020 STIRRUP CREEK DRIVE, SUITE 110 DURHAM NC 27703 1 0 0 0 Stock Option (Right to Buy) 1.29 2021-05-04 4 A 0 35000 0 A 2031-05-03 Common Stock 35000.0 35000 D The option vests in four equal quarterly installments, with the first installment vesting on August 4, 2021. /s/ John M. Gay, by power of attorney 2021-05-06