0001437749-18-001855.txt : 20180207
0001437749-18-001855.hdr.sgml : 20180207
20180207081809
ACCESSION NUMBER: 0001437749-18-001855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180202
FILED AS OF DATE: 20180207
DATE AS OF CHANGE: 20180207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOMENIK STEPHEN L
CENTRAL INDEX KEY: 0001189256
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36039
FILM NUMBER: 18579322
MAIL ADDRESS:
STREET 1: C/O SEVIN ROSEN FUNDS
STREET 2: 13455 NOEL RD #1670
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YuMe Inc
CENTRAL INDEX KEY: 0001415624
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1204 MIDDLEFIELD ROAD
CITY: Redwood City
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-591-9400
MAIL ADDRESS:
STREET 1: 1204 MIDDLEFIELD ROAD
CITY: Redwood City
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Yume Inc
DATE OF NAME CHANGE: 20071018
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-02-02
1
0001415624
YuMe Inc
YUME
0001189256
DOMENIK STEPHEN L
C/O YUME, INC.
1204 MIDDLEFIELD ROAD
REDWOOD CITY
CA
94063
1
Stock Options (right to buy)
4.19
2018-02-02
4
D
0
45056
D
2027-08-02
Common Stock
45056
0
D
Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below)
1. (continued) whereby each vested option to acquire Issuer common stock with an exercise price less than the Transaction Consideration Value was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of Issuer shares of common stock issuable upon a cashless net exercise of the option. The number of Issuer shares of common stock to be received by the "net exercise" was calculated as the product of (i) the number of vested options less (ii) the product of the option exercise price divided by the Transaction Consideration Value plus estimated taxes divided by the Transaction Consideration Value.
/s/ Stephen L Domenik by Amy Rothstein, Attorney-in-Fact
2018-02-06