0001437749-18-001855.txt : 20180207 0001437749-18-001855.hdr.sgml : 20180207 20180207081809 ACCESSION NUMBER: 0001437749-18-001855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOMENIK STEPHEN L CENTRAL INDEX KEY: 0001189256 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36039 FILM NUMBER: 18579322 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL RD #1670 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YuMe Inc CENTRAL INDEX KEY: 0001415624 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 BUSINESS PHONE: 650-591-9400 MAIL ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Yume Inc DATE OF NAME CHANGE: 20071018 4 1 rdgdoc.xml FORM 4 X0306 4 2018-02-02 1 0001415624 YuMe Inc YUME 0001189256 DOMENIK STEPHEN L C/O YUME, INC. 1204 MIDDLEFIELD ROAD REDWOOD CITY CA 94063 1 Stock Options (right to buy) 4.19 2018-02-02 4 D 0 45056 D 2027-08-02 Common Stock 45056 0 D Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below) 1. (continued) whereby each vested option to acquire Issuer common stock with an exercise price less than the Transaction Consideration Value was cancelled in exchange for the right to receive the product of the Transaction Consideration multiplied by the number of Issuer shares of common stock issuable upon a cashless net exercise of the option. The number of Issuer shares of common stock to be received by the "net exercise" was calculated as the product of (i) the number of vested options less (ii) the product of the option exercise price divided by the Transaction Consideration Value plus estimated taxes divided by the Transaction Consideration Value. /s/ Stephen L Domenik by Amy Rothstein, Attorney-in-Fact 2018-02-06