0001280263-20-000102.txt : 20200910 0001280263-20-000102.hdr.sgml : 20200910 20200910172108 ACCESSION NUMBER: 0001280263-20-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200910 DATE AS OF CHANGE: 20200910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAISLEY CHRISTOPHER B CENTRAL INDEX KEY: 0001189229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35667 FILM NUMBER: 201169323 MAIL ADDRESS: STREET 1: 14870 THREE OAKS COURT CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBARELLA INC CENTRAL INDEX KEY: 0001280263 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 980459628 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3101 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-734-8888 MAIL ADDRESS: STREET 1: 3101 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-09-08 0 0001280263 AMBARELLA INC AMBA 0001189229 PAISLEY CHRISTOPHER B 3101 JAY STREET SANTA CLARA CA 95054 1 0 0 0 Ordinary Shares 2020-09-08 4 M 0 1000 16.35 A 26818 D Ordinary Shares 2020-09-08 4 S 0 1000 49.82 D 25818 D Non-Qualified Stock Option (right to buy) 16.35 2020-09-08 4 M 0 1000 0.0 D 2023-06-05 Ordinary Shares 1000 4222 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 22, 2020. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $49.64 to $50.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Shares subject to the option vest monthly over one year commencing on June 6, 2013. By: /s/ Michael Morehead, Attorney-in-Fact For: Christoper Paisley 2020-09-10