0001280263-19-000076.txt : 20190906 0001280263-19-000076.hdr.sgml : 20190906 20190906164153 ACCESSION NUMBER: 0001280263-19-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAISLEY CHRISTOPHER B CENTRAL INDEX KEY: 0001189229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35667 FILM NUMBER: 191080076 MAIL ADDRESS: STREET 1: 14870 THREE OAKS COURT CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBARELLA INC CENTRAL INDEX KEY: 0001280263 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 980459628 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3101 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-734-8888 MAIL ADDRESS: STREET 1: 3101 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-09-04 0 0001280263 AMBARELLA INC AMBA 0001189229 PAISLEY CHRISTOPHER B 3101 JAY STREET SANTA CLARA CA 95054 1 0 0 0 Ordinary Shares 2019-09-04 4 M 0 1500 6.0 A 23433 D Ordinary Shares 2019-09-04 4 S 0 900 57.9578 D 22533 D Ordinary Shares 2019-09-04 4 S 0 600 58.8644 D 21933 D Ordinary Shares 2019-09-05 4 M 0 500 6.0 A 22433 D Ordinary Shares 2019-09-05 4 S 0 500 60.0 D 21933 D Non-Qualified Stock Option (right to buy) 6.0 2019-09-04 4 M 0 1500 0.0 D 2022-10-08 Ordinary Shares 1500 5167 D Non-Qualified Stock Option (right to buy) 6.0 2019-09-05 4 M 0 500 0.0 D 2022-10-08 Ordinary Shares 500 4667 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $57.47 to $58.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $58.65 to $59.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Shares subject to the option vest monthly over four years commencing on August 20, 2012. By: /s/ Michael Morehead, Attorney-in-Fact For: Christopher Paisley 2019-09-06