0000950170-23-045521.txt : 20230830
0000950170-23-045521.hdr.sgml : 20230830
20230830172612
ACCESSION NUMBER: 0000950170-23-045521
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230830
DATE AS OF CHANGE: 20230830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOON-SHIONG PATRICK
CENTRAL INDEX KEY: 0001189020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 231226192
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
FORMER NAME:
FORMER CONFORMED NAME: SOON SHIONG PATRICK
DATE OF NAME CHANGE: 20020912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALIFORNIA CAPITAL EQUITY, LLC
CENTRAL INDEX KEY: 0001517764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 231226191
BUSINESS ADDRESS:
STREET 1: 10182 CULVER BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 10182 CULVER BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NantWorks, LLC
CENTRAL INDEX KEY: 0001675760
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 231226190
BUSINESS ADDRESS:
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nant Capital, LLC
CENTRAL INDEX KEY: 0001675758
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 231226189
BUSINESS ADDRESS:
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NantHealth, Inc.
CENTRAL INDEX KEY: 0001566469
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 273019889
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RDU CENTER DRIVE
STREET 2: SUITE 200
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 8559496288
MAIL ADDRESS:
STREET 1: 3000 RDU CENTER DRIVE
STREET 2: SUITE 200
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: Nant Health, LLC
DATE OF NAME CHANGE: 20130108
4
1
ownership.xml
4
X0508
4
2023-08-28
0001566469
NantHealth, Inc.
NH
0001189020
SOON-SHIONG PATRICK
C/O NANTHEALTH, INC.
760 FIRE TOWER RD, SUITE 107
WINTERVILLE
NC
28590
true
true
true
false
Chief Executive Officer
0001517764
CALIFORNIA CAPITAL EQUITY, LLC
C/O NANT CAPITAL, LLC
450 DULEY ROAD
EL SEGUNDO
CA
90245
false
false
true
false
0001675760
NantWorks, LLC
C/O NANT CAPITAL, LLC.
450 DULEY ROAD
EL SEGUNDO
CA
90245
false
false
true
false
0001675758
Nant Capital, LLC
450 DULEY ROAD
EL SEGUNDO
CA
90245
false
false
true
false
false
Common Stock
2023-08-28
4
P
false
15384616
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A
15384616
I
See Footnote
Common Stock
2023-08-28
4
P
false
537272
18.6125
A
15921888
I
See Footnote
Common Stock
4453507
I
See Footnote
Shares of common stock, par value $0.0001 per share ("Common Stock"), acquired from the issuer pursuant to a Stock Purchase Agreement (the "Purchase Agreement"), dated as of August 28, 2023, by and between the issuer and certain institutional and accredited investors, each as listed as signatories to the Purchase Agreement.
Shares held by Nant Capital, LLC ("Nant Capital"). California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of Nant Capital and CalCap may be deemed to have beneficial ownership of the shares held by Nant Capital. Patrick Soon-Shiong directly owns all of the equity interests of CalCap and has voting and dispositive power over the shares held by CalCap.
$10,000,000 aggregate principal amount of the demand promissory note, dated January 4, 2016, as amended and restated on May 9, 2016 and April 27, 2021, respectively, by and between the issuer and Nant Capital (the "Subordinated Nant Capital Promissory Note"), were exchanged for shares of Common Stock in accordance with the terms and conditions of the Subordinated Nant Capital Promissory Note.
Includes (i) 4,147,469 shares of our common stock held by NantWorks, LLC; (ii) 193,426 shares of our common stock held by NantOmics, LLC; and (iii) 112,612 shares of our common stock held by Cambridge Equities, LP. NantWorks, LLC is the largest member of NantOmics, LLC, holding approximately 84% of the outstanding equity and approximately 99% of the outstanding voting equity. Dr. Patrick Soon-Shiong, is the controlling member of NantWorks, LLC with voting and dispositive power over the shares of the stock held by NantWorks, LLC. Dr. Patrick Soon-Shiong, indirectly owns all of the equity interests in NantWorks, LLC and Cambridge Equities, LP, and has voting and dispositive powers over the shares.
On December 15, 2022, the issuer effected a 1-for-15 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.
/s/ Charles Kenworthy, Manager, Nant Capital, LLC
2023-08-30
/s/ Charles Kenworthy, Manager, California Capital Equity, LLC
2023-08-30
/s/ Patrick Soon-Shiong
2023-08-30