0000899243-21-017244.txt : 20210428
0000899243-21-017244.hdr.sgml : 20210428
20210428185428
ACCESSION NUMBER: 0000899243-21-017244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210427
FILED AS OF DATE: 20210428
DATE AS OF CHANGE: 20210428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOON-SHIONG PATRICK
CENTRAL INDEX KEY: 0001189020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 21866342
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
FORMER NAME:
FORMER CONFORMED NAME: SOON SHIONG PATRICK
DATE OF NAME CHANGE: 20020912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nant Capital, LLC
CENTRAL INDEX KEY: 0001675758
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 21866341
BUSINESS ADDRESS:
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALIFORNIA CAPITAL EQUITY, LLC
CENTRAL INDEX KEY: 0001517764
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37792
FILM NUMBER: 21866340
BUSINESS ADDRESS:
STREET 1: 10182 CULVER BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: 310-836-6400
MAIL ADDRESS:
STREET 1: 10182 CULVER BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NantHealth, Inc.
CENTRAL INDEX KEY: 0001566469
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 273019889
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9920 JEFFERSON BLVD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: (310) 853-7513
MAIL ADDRESS:
STREET 1: 9920 JEFFERSON BLVD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
FORMER COMPANY:
FORMER CONFORMED NAME: Nant Health, LLC
DATE OF NAME CHANGE: 20130108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-27
0
0001566469
NantHealth, Inc.
NH
0001189020
SOON-SHIONG PATRICK
C/O NANTWORKS, LLC
9922 JEFFERSON BLVD.
CULVER CITY
CA
90232
1
1
1
0
Chairman and CEO
0001517764
CALIFORNIA CAPITAL EQUITY, LLC
C/O NANTHEALTH, INC.
9920 JEFFERSON BLVD.
CULVER CITY
90230
0
0
1
0
0001675758
Nant Capital, LLC
9922 JEFFERSON BLVD.
CULVER CITY
CA
90232
0
0
1
0
4.50% Convertible Senior Notes due 2026
2021-04-27
4
P
0
62500000
62500000.00
A
2026-04-27
Common Stock
16242206
62500000.00
I
See Footnote
The initial conversion rate of the 4.50% Convertible Senior Notes due 2026 (the "Notes") is 259.8753 shares of common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $3.85 per share), subject to adjustment pursuant to the terms of the Notes.
The Notes will be convertible at the option of the reporting persons at any time prior to the close of business on the business day immediately preceding the maturity date of the Notes. The Notes will be convertible into cash, shares of the issuer's common stock, or a combination thereof, at the issuer's election
The Notes are held by Nant Capital LLC ("Nant Capital"). California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of Nant Capital, LLC and CalCap may be deemed to have beneficial ownership of the shares held by Nant Capital. Patrick Soon-Shiong directly owns all of the equity interests of CalCap and has voting and dispositive power over the shares held by CalCap.
/s/ Charles Kenworthy, President of Nant Capital
/s/ Patrick Soon-Shiong, on behalf of CalCap as CEO of CalCap and himself
2021-04-28