0001209191-19-015830.txt : 20190304 0001209191-19-015830.hdr.sgml : 20190304 20190304174304 ACCESSION NUMBER: 0001209191-19-015830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORDON JEFFREY CENTRAL INDEX KEY: 0001189013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 19655470 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athenex, Inc. CENTRAL INDEX KEY: 0001300699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431985966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-898-8625 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC DATE OF NAME CHANGE: 20040817 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-28 0 0001300699 Athenex, Inc. ATNX 0001189013 YORDON JEFFREY C/O ATHENEX, INC. 1001 MAIN STREET, SUITE 600 BUFFALO NY 14203 0 1 0 0 See Remarks Common Stock 198209 D Stock Option (Right to Buy) 9.00 2026-06-19 Common Stock 150000 150000 D Stock Option (Right to Buy) 11.00 2027-06-13 Common Stock 230000 230000 D Stock Option (Right to Buy) 13.17 2019-02-28 4 A 0 100000 0.00 A 2029-02-28 Common Stock 100000 100000 D The option vests in two equal annual installments beginning on June 19, 2017. The option vests in three equal annual installments beginning on June 13, 2018. The option vests in four equal annual installments beginning on February 28, 2020. COO, and President, Athenex Pharmaceutical Division. /s/ Teresa Bair, Attorney-in-Fact 2019-03-04