0001213900-24-046051.txt : 20240522 0001213900-24-046051.hdr.sgml : 20240522 20240522204112 ACCESSION NUMBER: 0001213900-24-046051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240522 DATE AS OF CHANGE: 20240522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPLINTER MICHAEL R CENTRAL INDEX KEY: 0001188935 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 24975011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIGO ENERGY, INC. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 402-0802 MAIL ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition IV Co. DATE OF NAME CHANGE: 20210406 4 1 ownership.xml X0508 4 2024-05-21 0 0001855447 TIGO ENERGY, INC. TYGO 0001188935 SPLINTER MICHAEL R 655 CAMPBELL TECHNOLOGY PKWY, STE 150 CAMPBELL CA 95008 1 0 0 0 0 Common Stock 2024-05-21 4 A 0 101626 0.00 A 164600 D Common Stock 2024-05-21 4 A 0 66506 0.00 A 218669 D Common Stock 1123656 I See footnote Common Stock 35000 I See footnote Common Stock 35000 I See footnote Common Stock 35000 I See footnote Common Stock 35000 I See footnote Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 21, 2024 pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to continued service through such vesting date. Includes 16,304 shares of Common Stock, underlying RSUs granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date. Represents shares of Common Stock issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the period ending May 21, 2024 pursuant to the Issuer's Independent Director Compensation Policy. Includes (x) 16,304 shares of Common Stock, underlying RSUs granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan, such RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date and (y) 101,626 shares of Common Stock underlying RSUs granted to the reporting person on May 21, 2024 pursuant to the Issuer's 2023 Incentive Plan, such RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, immediately prior to the Issuer's 2025 Annual Meeting of Stockholders, subject to continued service through such vesting date. The shares reported are owned by the SPLINTER ROBOOSTOFF REV TRUST UAD 1/23/97, for which the reporting person serves as Trustee and exercises investing authority over such shares. The shares reported are owned by the AMANDA CHRISTINE SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. The shares reported are owned by the ARCHIE DAVID ROBOOSTOFF 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. The shares reported are owned by the JOSHUA MICHAEL SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. The shares reported are owned by the KRISTA DIANE FENSKE 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the reporting person serves as Trustee and exercises investing authority over such shares. /s/ Bill Roeschlein, as attorney-in-fact 2024-05-22