0001209191-22-045345.txt : 20220810 0001209191-22-045345.hdr.sgml : 20220810 20220810211613 ACCESSION NUMBER: 0001209191-22-045345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRINGTON LORRIE M CENTRAL INDEX KEY: 0001188898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39495 FILM NUMBER: 221153396 MAIL ADDRESS: STREET 1: C/O EBAY INC. STREET 2: 2145 HAMILTON AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Asana, Inc. CENTRAL INDEX KEY: 0001477720 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263912448 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 633 FOLSOM STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: (415) 525-3888 MAIL ADDRESS: STREET 1: 633 FOLSOM STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001477720 Asana, Inc. ASAN 0001188898 NORRINGTON LORRIE M C/O ASANA, INC. 633 FOLSOM STREET, SUITE 100 SAN FRANCISCO CA 94107 1 0 0 0 Class A Common Stock 2021-01-29 4 A 0 335 35.37 A 77169 D Class A Common Stock 2021-04-30 4 A 0 357 33.32 A 83726 D Class A Common Stock 2021-06-14 4 A 0 3782 0.00 A 87508 D Class A Common Stock 2021-07-30 4 A 0 167 71.06 A 87675 D Class A Common Stock 2021-10-29 4 A 0 114 135.80 A 87789 D Class A Common Stock 2022-01-31 4 A 0 326 52.48 A 91848 D Class A Common Stock 2022-04-29 4 A 0 1327 26.80 A 93175 D Class A Common Stock 2022-06-13 4 A 0 9684 0.00 A 102859 D Class A Common Stock 2022-07-29 4 A 0 1326 19.32 A 104185 D Class A Common Stock 2295 I See footnote These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on January 29, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. Includes (i) 6,968 shares of Class A Common Stock previously acquired by the Reporting Person on September 30, 2020 and (ii) 9,111 shares of Class A Common Stock previously acquired by the Reporting person on December 10, 2020, all as previously reported on the Form 4 filed by the Reporting Person on April 21, 2021. Reflects securities beneficially owned following the reported transaction as of the applicable transaction date. These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on April 30, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. Includes 6,200 shares of Class A Common Stock previously acquired by the Reporting Person on March 12, 2021 and previously reported on the Form 4 filed by the Reporting Person on March 16, 2021. Represents Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vested on June 13, 2022. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) June 14, 2024 and (ii) a change in control. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such RSUs to a future date in accordance with the terms of such plan and the Reporting Person's plan election. These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on July 30, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on October 29, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2022. The shares were calculated based on the closing price of a share of Class A Common Stock on January 31, 2022. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. Includes 3,733 shares of Class A Common Stock acquired by the Reporting Person on December 6, 2021 and previously reported on the Form 4 filed by the Reporting Person on December 8, 2021. These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2022. The shares were calculated based on the closing price of a share of Class A Common Stock on April 29, 2022. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. Represents Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 13, 2023 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the date the RSUs vest and (ii) a change in control. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such RSUs to a future date in accordance with the terms of such plan and the Reporting Person's plan election. These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2022. The shares were calculated based on the closing price of a share of Class A Common Stock on July 29, 2022. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. The shares are held of record by Norrington Advisory Services, LLC. /s/ Katie Colendich, Attorney-in-Fact 2022-08-10