0001209191-22-045345.txt : 20220810
0001209191-22-045345.hdr.sgml : 20220810
20220810211613
ACCESSION NUMBER: 0001209191-22-045345
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20220810
DATE AS OF CHANGE: 20220810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORRINGTON LORRIE M
CENTRAL INDEX KEY: 0001188898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39495
FILM NUMBER: 221153396
MAIL ADDRESS:
STREET 1: C/O EBAY INC.
STREET 2: 2145 HAMILTON AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asana, Inc.
CENTRAL INDEX KEY: 0001477720
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263912448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 633 FOLSOM STREET
STREET 2: SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: (415) 525-3888
MAIL ADDRESS:
STREET 1: 633 FOLSOM STREET
STREET 2: SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-29
0
0001477720
Asana, Inc.
ASAN
0001188898
NORRINGTON LORRIE M
C/O ASANA, INC.
633 FOLSOM STREET, SUITE 100
SAN FRANCISCO
CA
94107
1
0
0
0
Class A Common Stock
2021-01-29
4
A
0
335
35.37
A
77169
D
Class A Common Stock
2021-04-30
4
A
0
357
33.32
A
83726
D
Class A Common Stock
2021-06-14
4
A
0
3782
0.00
A
87508
D
Class A Common Stock
2021-07-30
4
A
0
167
71.06
A
87675
D
Class A Common Stock
2021-10-29
4
A
0
114
135.80
A
87789
D
Class A Common Stock
2022-01-31
4
A
0
326
52.48
A
91848
D
Class A Common Stock
2022-04-29
4
A
0
1327
26.80
A
93175
D
Class A Common Stock
2022-06-13
4
A
0
9684
0.00
A
102859
D
Class A Common Stock
2022-07-29
4
A
0
1326
19.32
A
104185
D
Class A Common Stock
2295
I
See footnote
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on January 29, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
Includes (i) 6,968 shares of Class A Common Stock previously acquired by the Reporting Person on September 30, 2020 and (ii) 9,111 shares of Class A Common Stock previously acquired by the Reporting person on December 10, 2020, all as previously reported on the Form 4 filed by the Reporting Person on April 21, 2021.
Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on April 30, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
Includes 6,200 shares of Class A Common Stock previously acquired by the Reporting Person on March 12, 2021 and previously reported on the Form 4 filed by the Reporting Person on March 16, 2021.
Represents Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vested on June 13, 2022. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) June 14, 2024 and (ii) a change in control. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such RSUs to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on July 30, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The shares were calculated based on the closing price of a share of Class A Common Stock on October 29, 2021. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2022. The shares were calculated based on the closing price of a share of Class A Common Stock on January 31, 2022. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
Includes 3,733 shares of Class A Common Stock acquired by the Reporting Person on December 6, 2021 and previously reported on the Form 4 filed by the Reporting Person on December 8, 2021.
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2022. The shares were calculated based on the closing price of a share of Class A Common Stock on April 29, 2022. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
Represents Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 13, 2023 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the date the RSUs vest and (ii) a change in control. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such RSUs to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2022. The shares were calculated based on the closing price of a share of Class A Common Stock on July 29, 2022. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
The shares are held of record by Norrington Advisory Services, LLC.
/s/ Katie Colendich, Attorney-in-Fact
2022-08-10