0001127602-16-065994.txt : 20161103
0001127602-16-065994.hdr.sgml : 20161103
20161103140543
ACCESSION NUMBER: 0001127602-16-065994
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (888)298-6986
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINEN JONATHAN S
CENTRAL INDEX KEY: 0001188723
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 161971094
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-01
0001673358
Yum China Holdings, Inc.
YUMC
0001188723
LINEN JONATHAN S
6830 NORTH OCEAN BLVD
SM #3
OCEAN RIDGE
FL
33435
1
Stock Appreciation Right
9.98
2016-11-01
4
A
0
3630
0
A
2019-11-03
Common Stock
3630
3630
D
Stock Appreciation Right
11.66
2016-11-01
4
A
0
3464
0
A
2017-11-06
Common Stock
3464
3464
D
Stock Appreciation Right
15.26
2016-11-01
4
A
0
3160
0
A
2020-11-02
Common Stock
3160
3160
D
Stock Appreciation Right
15.89
2016-11-01
4
A
0
2834
0
A
2021-11-01
Common Stock
2834
2834
D
Stock Appreciation Right
22.08
2016-11-01
4
A
0
2171
0
A
2022-11-06
Common Stock
2171
2171
D
Stock Appreciation Right
21.20
2016-11-01
4
A
0
2126
0
A
2023-11-05
Common Stock
2126
2126
D
Stock Appreciation Right
21.06
2016-11-01
4
A
0
3099
0
A
2026-02-05
Common Stock
3099
3099
D
Phantom Stock
2016-11-01
4
A
0
2866
0
A
Common Stock
2866
2866
D
Phantom Stock
2016-11-01
4
A
0
2360
0
A
Common Stock
2360
2360
D
Phantom Stock
2016-11-01
4
A
0
2374
0
A
Common Stock
2374
2374
D
Phantom Stock
2016-11-01
4
A
0
2507
0
A
Common Stock
2507
2507
D
Phantom Stock
2016-11-01
4
A
0
2957
0
A
Common Stock
2957
2957
D
Phantom Stock
2016-11-01
4
A
0
3423
0
A
Common Stock
3423
3423
D
Phantom Stock
2016-11-01
4
A
0
3935
0
A
Common Stock
3935
3935
D
Phantom Stock
2016-11-01
4
A
0
4788
0
A
Common Stock
4788
4788
D
Phantom Stock
2016-11-01
4
A
0
3443
0
A
Common Stock
3443
3443
D
Phantom Stock
2016-11-01
4
A
0
4600
0
A
Common Stock
4600
4600
D
Phantom Stock
2016-11-01
4
A
0
4145
0
A
Common Stock
4145
4145
D
Phantom Stock
2016-11-01
4
A
0
1109
0
A
Common Stock
1109
1109
D
Stock Appreciation Right
9.24
2016-11-01
4
A
0
3835
0
A
2018-11-04
Common Stock
3835
3835
D
Stock Appreciation Right
21.75
2016-11-01
4
A
0
2088
0
A
2024-11-04
Common Stock
2088
2088
D
Vested in full.
Conversion occurs on a one-for-one basis.
Distribution occurs upon separation of employment.
This grant does not have a specified expiration date.
The transactions reported on this Form 4 (the "Reported Awards") represent awards made to the Reporting Person pursuant to the terms of the Employee Matters Agreement between the Issuer and YUM! Brands, Inc. dated as of October 31, 2016. Each Reported Award represents the conversion of an award previously granted to the Reporting Person by YUM! Brands, Inc. The Employee Matters Agreement was entered into in connection with the spin-off (the "Spin-Off") of the Issuer from YUM! Brands, Inc. The Reporting Person is also the beneficial owner of 34,704 shares of Common Stock, which shares were acquired by the Reporting Person pursuant to the Spin-Off in a transaction exempt from reporting pursuant to Rule 16a-9.
/s/ Pingping Liu, Power of Attorney
2016-11-03
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): LINEN POA
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Shella Ng, Pingping
Liu, Ruonan You and M. Gayle Hobson signing singly, the undersigned's true and
lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Yum China Holdings, Inc.
(the ?Company?), Form 144 in under Rule 144 of the Securities Act of 1933 and
Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange
Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 144, 3, 4,
or 5, complete and execute any amendment or amendments thereto, and timely
file such form with the United States Securities and Exchange Commission and
any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions as such attorney-in-
fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power
of substitution or revocation, hereby ratifying and confirming all that
such attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934 or Rule 144 of the Securities Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned no longer is required to file Forms 144, 3, 4, and 5 and with
respect to the undersigned?s holdings of and transactions in securities issued
by the Company unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact, except, however, that M. Gayle
Hobson will no longer be appointed attorney-in-fact under this Power of
Attorney as of November 1, 2016.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 28th day of September, 2016.
/s/Jonathan Linen