0001104659-13-081114.txt : 20131105
0001104659-13-081114.hdr.sgml : 20131105
20131105152121
ACCESSION NUMBER: 0001104659-13-081114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131105
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essent Group Ltd.
CENTRAL INDEX KEY: 0001448893
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 980673656
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 61 FRONT STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
BUSINESS PHONE: 877-673-8190
MAIL ADDRESS:
STREET 1: 61 FRONT STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
FORMER COMPANY:
FORMER CONFORMED NAME: Essent group Ltd.
DATE OF NAME CHANGE: 20081028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASALE MARK
CENTRAL INDEX KEY: 0001188567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36157
FILM NUMBER: 131192407
MAIL ADDRESS:
STREET 1: C/O ESSENT GROUP LTD.
STREET 2: CLARENDON HOUSE, 2 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM11
4
1
a4.xml
4
X0306
4
2013-11-05
0
0001448893
Essent Group Ltd.
ESNT
0001188567
CASALE MARK
C/O ESSENT GROUP LTD. CLARENDON HOUSE
2 CHURCH STREET
HAMILTON
D0
HM 11
BERMUDA
1
1
0
0
CEO and President
Common Shares, par value $0.015
2013-11-05
4
C
0
258135
A
258135
D
Common Shares, par value $0.015
2013-11-05
4
C
0
1083510
A
1341645
D
Common Shares, par value $0.015
2013-11-05
4
A
0
1250000
A
2591645
D
Class A Common Shares
2013-11-05
4
C
0
184779
D
Common Shares
258135
0
D
Class B-2 Common Shares
2013-11-05
4
C
0
2780899
D
Common Shares
1083510
0
D
The Class A Common Shares automatically converted into Common Shares, par value $0.015, after giving effect to the 2 for 3 share split, immediately prior to consummation of the issuer's initial public offering.
The Class B-2 Common Shares that are eligible to vest under the issuer's Amended and Restated 2009 Restricted Share Plan (the "2009 Plan") automatically converted into Common Shares, par value $0.015, after giving effect to the 2 for 3 share split, immediately prior to consummation of the issuer's initial public offering and any Class B-2 Common Shares that are not eligible to vest under the 2009 Plan were forfeited immediately prior to consummation of the issuer's initial public offering.
Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan effective immediately prior to the consummation of the issuer's initial public offering, including 937,500 restricted shares subject to time-based and performance-based percentage vesting, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2014, vesting on the one year anniversary of the completion of the performance period, and 312,500 restricted shares subject to time-based vesting, vesting in equal annual installments during the four-year period commencing January 1, 2014.
Includes 361,170 restricted shares granted under the issuer's 2009 Plan that vest on February 6, 2014.
/s/ Mary Lourdes Gibbons, as attorney-in-fact
2013-11-05