0001104659-16-158404.txt : 20161121
0001104659-16-158404.hdr.sgml : 20161121
20161121180051
ACCESSION NUMBER: 0001104659-16-158404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161117
FILED AS OF DATE: 20161121
DATE AS OF CHANGE: 20161121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nexeo Solutions, Inc.
CENTRAL INDEX KEY: 0001604416
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 465188282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 297-0700
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: WL Ross Holding Corp.
DATE OF NAME CHANGE: 20140401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAN F
CENTRAL INDEX KEY: 0001188511
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36477
FILM NUMBER: 162011324
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY STREET
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
4
1
a4.xml
4
X0306
4
2016-11-17
0
0001604416
Nexeo Solutions, Inc.
NXEO
0001188511
SMITH DAN F
C/O NEXEO SOLUTIONS, INC.
3 WATERWAY SQUARE PLACE, SUITE 1000
THE WOODLANDS
TX
77380
1
0
0
0
Deferred Payment Right
2016-11-17
4
J
0
26341
0
D
2021-06-30
Common Stock
284825
284825
I
See Footnote
On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825.
The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
/s/ Dan F. Smith, by Michael B. Farnell, Jr., as Attorney-in-Fact
2016-11-21