0001104659-16-135078.txt : 20160728 0001104659-16-135078.hdr.sgml : 20160728 20160728183228 ACCESSION NUMBER: 0001104659-16-135078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nexeo Solutions, Inc. CENTRAL INDEX KEY: 0001604416 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 465188282 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: (281) 297-0700 MAIL ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: WL Ross Holding Corp. DATE OF NAME CHANGE: 20140401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAN F CENTRAL INDEX KEY: 0001188511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36477 FILM NUMBER: 161791450 MAIL ADDRESS: STREET 1: 1221 MCKINNEY STREET STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 4 1 a4.xml 4 X0306 4 2016-07-26 0 0001604416 Nexeo Solutions, Inc. NXEO 0001188511 SMITH DAN F C/O NEXEO SOLUTIONS, INC. 3 WATERWAY SQUARE PLACE, SUITE 1000 THE WOODLANDS TX 77380 1 0 0 0 Common Stock 2016-07-26 4 A 0 10753 0 A 10753 D Common Stock 1791182 I See Footnote Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction. On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. /s/ Dan F. Smith, by Michael B. Farnell, Jr., as Attorney-in-Fact 2016-07-28