0001104659-16-135078.txt : 20160728
0001104659-16-135078.hdr.sgml : 20160728
20160728183228
ACCESSION NUMBER: 0001104659-16-135078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160726
FILED AS OF DATE: 20160728
DATE AS OF CHANGE: 20160728
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nexeo Solutions, Inc.
CENTRAL INDEX KEY: 0001604416
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 465188282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 297-0700
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: WL Ross Holding Corp.
DATE OF NAME CHANGE: 20140401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH DAN F
CENTRAL INDEX KEY: 0001188511
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36477
FILM NUMBER: 161791450
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY STREET
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
4
1
a4.xml
4
X0306
4
2016-07-26
0
0001604416
Nexeo Solutions, Inc.
NXEO
0001188511
SMITH DAN F
C/O NEXEO SOLUTIONS, INC.
3 WATERWAY SQUARE PLACE, SUITE 1000
THE WOODLANDS
TX
77380
1
0
0
0
Common Stock
2016-07-26
4
A
0
10753
0
A
10753
D
Common Stock
1791182
I
See Footnote
Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan.
Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction.
On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
/s/ Dan F. Smith, by Michael B. Farnell, Jr., as Attorney-in-Fact
2016-07-28