0001104659-20-075299.txt : 20200619 0001104659-20-075299.hdr.sgml : 20200619 20200619170021 ACCESSION NUMBER: 0001104659-20-075299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200617 FILED AS OF DATE: 20200619 DATE AS OF CHANGE: 20200619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELSO DAVID B CENTRAL INDEX KEY: 0001187801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 20976357 MAIL ADDRESS: STREET 1: AETNA INC STREET 2: 151 FARMINGTON AVE RC2A CITY: HARTFORD STATE: CT ZIP: 06156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 tm2022988-1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-06-17 0 0001297989 ExlService Holdings, Inc. EXLS 0001187801 KELSO DAVID B 320 PARK AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.001 per share 2020-06-17 4 M 0 1796 A 5507 D Restricted Stock Units 2020-06-17 4 M 0 1796 0 D Common Stock, par value $0.001 per share 1796 40424 D Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. On June 17, 2019, the reporting person was granted 1,796 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date. /s/ Lazbart Oseni, Attorney-in-Fact 2020-06-19