0001104659-23-059140.txt : 20230511
0001104659-23-059140.hdr.sgml : 20230511
20230511161100
ACCESSION NUMBER: 0001104659-23-059140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230509
FILED AS OF DATE: 20230511
DATE AS OF CHANGE: 20230511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TALLIS ALAN
CENTRAL INDEX KEY: 0001187669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31775
FILM NUMBER: 23911105
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC
CENTRAL INDEX KEY: 0001232582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 861062192
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 9724909600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
4
1
tm2315456-6_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-09
0
0001232582
ASHFORD HOSPITALITY TRUST INC
AHT
0001187669
TALLIS ALAN
14185 DALLAS PARKWAY
SUITE 1100
DALLAS
TX
75254
1
0
0
0
0
Common Stock
3501
D
Common Stock
2194
I
By 2009 Tallis Family Irrevocable Trust
Common Stock
1164
I
By 2012 Shirley A. Tallis Irrevocable Trust
Common Stock
1200
I
By Tallis Family Revocable Trust, Alan L. Tallis and Shirley A. Tallis, Trustees
Common Stock
50
I
By Alan L. Tallis IRA
Special Limited Partnership Units
0
2023-05-09
4
A
0
11176
0.00
A
Common Stock
11482
I
By 2009 Tallis Family Irrevocable Trust
Special Limited Partnership Units
0
2023-05-09
4
A
0
11176
0.00
A
Common Stock
11482
I
By 2012 Shirley A. Tallis Irrevocable Trust
Common Limited Partnership Units
0
Common Stock
10221.5
I
By 2009 Tallis Family Irrevocable Trust
Common Limited Partnership Units
0
Common Stock
10221.5
I
By 2012 Shirley A. Tallis Irrevocable Trust
Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units.
The Reporting Person received the shares pursuant to a stock grant from the Issuer, under the Issuer's 2021 Stock Incentive Plan, in connection with the re-election of the Reporting Person to the Issuer's Board of Directors.
Neither the LTIP Units nor the Common Units have an expiration date.
Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017.
/s/ ALAN TALLIS
2023-05-11